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14 Aug 2014, 4:09 pm
EB-5 regional centers and managers of EB-5 investment funds are eligible for the issuer exemption from securities broker-dealer registration SEC Rule 3a-4 provides an exemption from broker-dealer registration requirements for the officers, directors and employees of the EB-5 investment fund that sells interests to EB-5 investors, if the conditions for the exemption are met. [read post]
7 May 2015, 5:00 am
Private Equity Real Estate has released its ranking of the top 50 real estate private equity fund managers. [read post]
18 May 2007, 9:06 pm
Adding another site adds $4/month. [read post]
10 Sep 2012, 6:18 pm
Firstly you can seek registration of the fund for sale to the public. [read post]
10 Sep 2012, 6:18 pm
Firstly you can seek registration of the fund for sale to the public. [read post]
10 Sep 2012, 6:18 pm
Firstly you can seek registration of the fund for sale to the public. [read post]
20 Nov 2007, 2:08 pm
Code § § 7-2502.02(a)(4), 22-4504(a), and 7-2507.02 - violate the Second Amendment rights of individuals who are not affiliated with any state-regulated militia, but who wish to keep handguns and other firearms for private use in their homes? [read post]
19 Oct 2018, 7:00 am
If an offeror is unable to calculate the U.S. ownership, the offeror may file a registration statement to avoid a violation and later withdraw the registration statement and rely on an exemption upon a determination that U.S. ownership is no more than 10 percent, the staff explains. [read post]
18 Jan 2018, 6:45 am
Private fund advisers are exempt from investment adviser registration requirements if neither the advisers nor their advisory affiliates are subject to "bad boy" disqualification provisions under federal Regulation A Rule 262, and the advisers electronically file with the Department through the IARD the reports and amendments required for exempt reporting advisers under SEC Rule 204-4. [read post]
11 Jul 2017, 8:14 am
Issuers intending to make a crowdfunding offering under federal Securities Act, Sections 4(a)(6) and 18(b)(4)(C) must, for the initial offering in Wyoming, have their principal place of business in Wyoming or sell at least 50 percent of the aggregate amount of the offering to Wyoming residents. [read post]
28 Aug 2012, 11:55 am
(b) Exemption for private fund advisers. [read post]
26 May 2022, 5:17 am
Click here for more information and registration [read post]
27 Feb 2017, 9:00 am
While I agree with him, that the registration requirements do little to protect investors and are a huge burden on small businesses and broker-dealers, is the answer to simply abandon investor qualifications and allow anyone to invest in high risk private placements? [read post]
16 Jul 2016, 11:51 am
Contact us today & we can take care of all of your trademark needs.4) You found the perfect name – now, make sure it's truly yours! [read post]
16 Jul 2016, 11:51 am
Contact us today & we can take care of all of your trademark needs.4) You found the perfect name – now, make sure it's truly yours! [read post]
22 Oct 2023, 9:01 pm
’”[12] The court also explained that the plain text of Section 10(b) differs significantly from that of other provisions of the federal securities laws that do allow for a private action based solely on an Item 303 violation—namely, Sections 11 and 12(a)(2) of the Securities Act, which address misstatements or omissions in registration statements and prospectuses.[13] Unlike Exchange Act Section 10(b), Securities Act Sections 11 and 12(a)(2) explicitly state that… [read post]
6 Jun 2021, 9:20 am
The current draft only addresses age difference between offender and victim, not the age of the offender as a separate limit; it is now possible to read the provision in a way that makes it possible for pre-pubescent children to be charged with felonies against younger children.4. [read post]
8 Apr 2013, 10:41 am
– Registration has opened for Positive Behavior Management Workshops. [read post]
21 Nov 2008, 1:02 pm
Federal Rule 701 In 1988, the SEC adopted Rule 701 which exempts from registration securities issued pursuant to a written compensatory employee benefit plan or written contract by a nonreporting (i.e., privately held) company. [read post]
14 Jan 2014, 6:43 am
Neither of them had experience investing in private placements before. [read post]
