Search for: "Registration Private (5)"
Results 221 - 240
of 2,434
Sorted by Relevance
|
Sort by Date
1 Dec 2010, 5:00 am
For private fund managers, one troubling aspect of Form ADV had been the calculation of “assets under management” in item 5.F. [read post]
5 Sep 2012, 5:33 pm
The SEC confirmed that: Offshore offerings pursuant to Regulation S and concurrent Rule 144A/Rule 506 offerings under the proposed rules would not be integrated; and Because Rule 506 transactions are non-public offerings for purposes of Section 3(c)(1) and Section 3(c)(7) of the Investment Company Act, privately offered investment funds would be allowed to make a “general solicitation” pursuant to amended Rule 506 without losing their ability to rely on those sections for… [read post]
7 May 2015, 5:00 am
Private Equity Real Estate has released its ranking of the top 50 real estate private equity fund managers. [read post]
7 Sep 2016, 7:48 am
Not only is the SEC devoting enforcement resources to this area, but in 2016, the SEC’s Office of Compliance Inspections and Examinations also announced that it would allocate examination resources to a number of priorities, including private placements that involve the EB-5 Program. [read post]
22 Feb 2017, 10:02 am
Because 5 U.S.C. [read post]
22 Feb 2017, 10:02 am
Because 5 U.S.C. [read post]
2 Mar 2020, 12:59 am
registration is here.Intellectual Property Awareness Summit – IPAS 2020, San FranciscoOn March 5, the Center for Intellectual Property Understanding will host an event aimed at addressing gaps in IP understanding. [read post]
10 May 2015, 1:07 am
Monday was a bank holiday so the first Landlord Law Blog post was on: Tuesday Licensing, regulation and accreditation in the Private Rented Sector The theme for May is licensing and accreditation and this is an introductory article setting out what it is and where we are now. [read post]
14 Sep 2017, 11:39 am
On September 5, 2017, the U.S. [read post]
23 Feb 2012, 2:57 pm
Private fund managers who are registered with the SEC are required to follow federal regulations on performance compensation. [read post]
5 Jan 2024, 5:28 am
Step 5. [read post]
11 Oct 2011, 8:48 am
” Currently, both banks and private companies are subject to a 500 investor threshold, which limits the amount of capital they can raise before they must comply with the reporting requirements associated with SEC registration. [read post]
7 Nov 2011, 6:52 pm
Regulation A offerings can also help entrepreneurial businesses attract private capital at lower costs than might be feasible in an initial public offering using full SEC registration procedures. [read post]
7 Feb 2020, 1:29 pm
Last week, the Financial Industry Regulatory Authority (FINRA) censured and assessed a fine of $50,000 against a national investment firm, Paulson Investment Company LLC, in connection with its sale and solicitation of private placement offerings to investors, in violation of Rule 506 of Regulation D and Section 5 of the Securities Act of 1933. [read post]
12 Jun 2023, 6:55 am
The University of Lancaster has organised a workshop on Challenges in Contemporary International Litigation on Wednesday, 21 June 2023, 12.30 – 5 pm UK time (in person and online via Teams). [read post]
8 Apr 2013, 10:41 am
– Registration has opened for Positive Behavior Management Workshops. [read post]
23 Jun 2011, 2:00 am
Raising the registration threshold would benefit private companies and secondary trading markets. [read post]
28 Aug 2012, 11:55 am
A retail buyer fund is a qualifying private fund that is not a venture capital company and that qualifies for the exclusion from the definition of an investment company under either (or both) section 3(c)(1) or 3(c)(5) of the Investment Company Act of 1940, as amended. [read post]
17 Oct 2012, 5:30 am
However, the 5% cost should be easy. [read post]
19 May 2014, 6:27 am
Private Equity Real Estate has released its ranking of the top 50 real estate private equity fund managers. [read post]
