Search for: "Reliance Financial Corporation"
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9 Feb 2011, 11:36 am
At a New York Bar Association conference last Friday, the Chief Accountant of the SEC’s Division of Corporation Finance, Wayne Carnall, warned against over-reliance on the so-called ABA-auditor “treaty” in reporting litigation contingencies on financial statements. [read post]
4 Oct 2011, 7:55 am
Job loss, reliance on new lines of credit and unexpected expenses could cause this group even more financial distress, thus lowering their scores further. [read post]
10 Aug 2015, 9:39 am
On August 6, the Staff of the Division of Corporation Finance of the Securities and Exchange Commission issued a no-action letter to Citizen VC, Inc. [read post]
23 Mar 2023, 6:23 am
First, the Act set a 10% minimum award for whistleblowers whose information leads to financial sanctions over $1 million. [read post]
17 May 2024, 5:00 am
CFPB Survives Another Attack Consumer Financial Protection Bureau v. [read post]
11 Aug 2017, 6:06 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, August 11, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of August 4–10, 2017. [read post]
26 Oct 2023, 9:05 pm
While we may imagine that fraud is a modern phenomenon enabled by complex financial systems, the corporate structure, and modern capitalism, fraud is, in fact, an eternal feature of human society. [read post]
11 Apr 2007, 11:00 am
The Enron Corp. shareholders that are suing three big investment banks for their alleged roles in helping Enron hide its failing financial position have petitioned the U.S. [read post]
10 May 2017, 7:11 am
The SPA contained a non-reliance clause that disclaimed any reliance on extra-contractual actions—except in the case of fraud. [read post]
10 May 2017, 7:11 am
The SPA contained a non-reliance clause that disclaimed any reliance on extra-contractual actions—except in the case of fraud. [read post]
25 Feb 2011, 10:39 pm
The existence of cash flow lending can be proved by the prevalence of unsecured credit such as corporate bonds, just as lenders’ over-reliance on collateral (housing) prices prior to the crisis is also well-known. [read post]
4 Feb 2013, 8:12 pm
The founding partner Grantham attracted corporate clients in the financial services, entertainment, insurance, communications and manufacturing sectors. [read post]
26 Mar 2014, 4:01 am
Courts in New York and Louisiana have also dismissed stockholder actions in reliance on exclusive-bylaws in favor of Delaware. [read post]
9 Apr 2018, 9:30 pm
Consumer Financial Protection Bureau arose from charges of wrongdoing the CFPB brought against mortgage lender PHH Corporation. [read post]
31 Mar 2023, 4:00 am
Corporation of the President of the Church of Jesus Christ of Latter-Day Saints, (D UT, March 28, 2023), a Utah federal district court, in a 56-page opinion, dismissed a Second Amended Complaint in a class action lawsuit brought by former members of the LDS Church. [read post]
25 Jun 2012, 4:41 pm
This increasing reliance on external capital will in turn enhance the demand for business ethics and corporate governance, since accountability and stewardship promotes confidence among outside investors. [read post]
10 Jun 2019, 7:29 pm
Rite Aid Corporation, C.A. [read post]
27 Jan 2010, 1:26 am
" Judge Hittner commented that Underwriters’ position is absurd because these circumstances are precisely why corporations procure D&O insurance on behalf of their directors and officers. [read post]
2 Mar 2018, 8:47 pm
These disclosure requirements may impact: (i) risk factors, (ii) management’s discussion and analysis of financial condition and results of operations (MD&A), (iii) description of business, (iv) legal proceedings, (v) financial statement disclosures and (vi) board’s role in risk oversight. [read post]
31 Jan 2011, 12:05 pm
The amount and types of the liabilities of the company, including the degree of reliance on short-term funding. [read post]
