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30 Sep 2010, 8:46 am
The New York Stock Exchange's Commission on Corporate Governance released a report last week that identified core governance principles it believed could be widely accepted and supported by issuers, investors, directors and other market participants. [read post]
30 Sep 2010, 5:58 am
Chamber of Commerce and the Business Roundtable filed suit against the Securities and Exchange Commission on Wednesday, objecting to new proxy access rules for nominating corporate directors. [read post]
29 Sep 2010, 9:28 am
Unfortunately, Wong failed to disclose she had been sanctioned by the New York Stock Exchange for putting a client's money into her personal bank account. [read post]
28 Sep 2010, 5:00 am
” Sources: Report of the New York Stock Exchange Commission on Corporate Governance September 23, 2010 Press Release:NYSE-Sponsored “Commission on Corporate Governance” Outlines Key Governance Principles - Committee Representing Broad Group of Investors, Issuers, Broker-Dealers, Governance and Proxy Experts Defines 10 Core Principles of Corporate Governance NYSE Commission on Corporate Governance Issues Final Report from TheCorporateCounsel.net… [read post]
27 Sep 2010, 4:08 am
Blockbuster was delisted from the New York Stock Exchange in July, and has lost over $1 billion since 2008. [read post]
24 Sep 2010, 5:54 pm
On Thursday, September 23rd, the New York Stock Exchange-sponsored commission on corporate governance issued a report that contained 10 core corporate governance principles. [read post]
24 Sep 2010, 3:08 pm
This edition of “Petitions to Watch” features cases up for consideration at the Justices’ “long conference,” on Monday, September 27. [read post]
24 Sep 2010, 7:00 am
There is also a corresponding criminal case in the Southern District of New York. [read post]
23 Sep 2010, 1:24 pm
” The bankruptcy, filed in New York, will wipe out Blockbuster’s badly battered stock, which was delisted from the New York Stock Exchange two months ago because it was nearly worthless. [read post]
21 Sep 2010, 5:25 am
Law.com®120 Broadway, 5th Floor, New York, NY 10271-1101 (877) 256-CIRCCustomer Service Phone: (877) 256-CIRC © 2010 ALM Media Properties, LLC. [read post]
20 Sep 2010, 9:30 pm
Within the New York City metropolitan area, New Jersey employment centers may gain if Southern Manhattan and Wall Street are under siege from sea level rise. [read post]
20 Sep 2010, 6:04 am
City of New York Dept. of Finance U.S. [read post]
14 Sep 2010, 7:55 am
Securities and Exchange Commission claims, the agency said. [read post]
13 Sep 2010, 1:04 am
Hirsch bought a total of 28,001 shares and warrants through Brio Capital LP, a New York-based company where he is managing partner. [read post]
12 Sep 2010, 5:54 pm
One of my benchmark participants asked how common is to include in the general counsel’s budget costs for SEC filing fees for 10-Qs and 10-Ks, registration fees for the New York Stock Exchange, or costs for third-party vendors that supply... [read post]
12 Sep 2010, 10:56 am
(k) "Ownership interest" or "investment interest" shall mean an interest through equity, debt, or other means, but shall not include ownership of investment securities, including shares or bonds, debentures, notes or other debt instruments, which were purchased on terms generally available to the public and which are in a corporation that is listed for trading on the New York stock exchange or on the American stock exchange,… [read post]
11 Sep 2010, 9:26 pm
New York has its own "mini-Stark" law addressing referrals to health care entities in which the referring practitioner has an ownership or other financial interest. [read post]
10 Sep 2010, 7:00 am
Del Giudice has had a high-profile career as a key staffer in New York politics. [read post]
9 Sep 2010, 12:46 pm
Skilled Healthcare, along with many of 16,100 nursing homes nationwide, is a public company and traded on the New York Stock Exchange. [read post]
9 Sep 2010, 10:00 am
Securities listed on the New York Stock Exchange, NYSE Amex Equities, NASDAQ Global, NASDAQ Global Select, NASDAQ Capital Market, Chicago Board Options Exchange or Philadelphia Stock Exchange are exempt from registration. [read post]
