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24 Jun 2021, 3:15 am by Liz Dunshee
Fast-forward to now, and reforms to Rule 10b5-1 are looking more likely in light of SEC Chair Gary Gensler’s remarks earlier this month and the appearance of the rule on the Reg Flex Agenda. [read post]
23 Jun 2021, 3:35 pm by Edward Smith
The Solano County Coroner’s Office later identified the victim as Gary Copeland, a Vacaville resident. [read post]
23 Jun 2021, 6:15 am
Thank you Gary [LaBranche] and the National Investor Relations Institute for inviting me to speak at your 2021 Virtual Conference. [read post]
21 Jun 2021, 12:33 pm by Geoff Schweller
Gary Gensler, who was confirmed as the Chair of the SEC in April, will be delivering keynote remarks at the National Whistleblower Center’s annual National Whistleblower Day celebration. [read post]
21 Jun 2021, 11:36 am by Ilya Somin
[The unanimous ruling could pave the way for greatly expanded compensation for college athletes.] [read post]
21 Jun 2021, 7:45 am by Juan C. Antúnez
Gary Turner, Ph.D., York University The Exploitable Brain: Clues To Prevent Exploitation Of The Elderly, by Dr. [read post]
21 Jun 2021, 6:14 am by John Jascob
She also mentioned that Chair Gary Gensler has foreshadowed potential new rulemaking proposals on ESG issues in the second half of 2021.Jeffries said that ESG and climate-related disclosure violations are being examined under the Commission’s existing framework. [read post]
18 Jun 2021, 5:55 am
Delaney, Mayer Brown LLP, on Friday, June 11, 2021 Tags: Climate change, Environmental disclosure, ESG, Joe Biden, Risk, Risk management, Sustainability, Systemic risk The Director’s Guide to Shareholder Activism Posted by Maria Castañón Moats, Paul DeNicola, and Leah Malone, PricewaterhouseCoopers LLP, on Friday, June 11, 2021 Tags: Boards of Directors, ESG, Hedge funds, Institutional… [read post]
The Act is the latest indication that SEC rulemaking regarding ESG disclosures is coming, and follows recent testimony by SEC Chair Gary Gensler that the Commission expects to propose ESG disclosure rules by the end of the year. [read post]
17 Jun 2021, 6:05 am
This post is based on an open letter to SEC Chairman Gary Gensler, authored by Mr. [read post]
16 Jun 2021, 10:24 am by Howard Bashman
“Appeals court refuses to reinstate N Carolina abortion ban”: Gary D. [read post]
16 Jun 2021, 7:00 am by Matthew D. Lee
COVID-19 Health Care Crimes The defendants are alleged to have committed various COVID-19 health care-related crimes, including but not limited to: Offering COVID-19 tests to induce victims to provide their personal identifying information and thereafter misusing the victims’ information to submit claims to Medicare for unrelated medical tests Submitting false claims to Medicare for sham telemedicine encounters Offering and paying bribes in exchange for medical professionals’… [read post]
16 Jun 2021, 6:46 am by John Jascob
"To meet our mission of protecting investors, maintaining fair, orderly, and efficient markets, and facilitating capital formation, the SEC has a lot of regulatory work ahead of us," said SEC Chair Gary Gensler. [read post]
Gary pleaded guilty to the charge, but, following Rehaif, the court held that the government had committed a structural error by failing to inform Gary that the government was obligated to prove that Gary knew he was a felon at the time of the offense. [read post]