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28 Jul 2010, 3:32 pm
Most prominently, the Dodd-Frank Financial Reform Bill enacted last week requires hedge fund advisers to, depending on the size of their funds, register with either the SEC or their home state regulators. [read post]
12 Jul 2018, 11:53 am
Comment Jonathan Herbst comments on the White Paper: “Whilst this is not the commitment to a mutual recognition regime that many in the City wanted, it takes the discussion further in a lot of ways. [read post]
29 May 2014, 6:38 am
Nationwide, cities, states, and even the federal government are considering and passing minimum wage hikes to protect low-wage workers and to meet contemporary financial needs. [read post]
14 Dec 2018, 5:27 am
City of New York, December 12, 2018, Kuntz, W.). [read post]
8 Feb 2012, 1:51 pm
The rankings can be found here: Rank Firm name Total assets Clients City/State 1 Stancorp Investment Advisers Inc. 15,457.60 500+ Portland, OR 2 Cambridge Investment Research Advisors Inc. 12,502.70 500+ Fairfield, IA 3 Moneta Group Investment Advisors LLC 6,535.20 500+ Clayton, MO 4 Oxford Financial Group Ltd. 6,467.10 500+ Carmel, IN 5 Sontag Advisory LLC 5,313.40 500+ New York, NY 6 Plante Moran Financial Advisors 4,606.40 500+ Southfield, MI 7… [read post]
19 Dec 2016, 9:43 pm
Despite Hackbelt’s claim that the City’s denial of its application has caused it to lose its development contracts, resulting in substantial financial loses, the court found that Hackbelt had no reasonable expectation to build a mixed-use development on its property when the property had been zoned for agricultural use only. [read post]
19 Jun 2013, 11:00 am
Newark consumers can use a local 4311 hotline to reach the CFPB with questions and complaints about financial products and services. [read post]
30 Aug 2008, 2:55 pm
-based Regions Financial Corp. [read post]
19 Oct 2021, 1:38 pm
(CRD#:119037) also of New York City. [read post]
9 Apr 2010, 7:00 am
Financial Reform: Ensure that efforts in Congress to reform the financial industry do not include punitive measures that will undermine an industry that is a cornerstone of the city's and the nation's economy. [read post]
11 Jul 2008, 6:49 am
Citi has a former head of the CIA in the same roles â€â [read post]
9 Nov 2011, 7:47 am
But the story behind the recent wave of demolitions is novel — and cities around the country are taking notice. [read post]
12 May 2010, 7:50 am
Daily Tax Report First Name(required) Last Name(required) Email(valid email required) Job Title(required) Organisation(required) Address(required) Address 2 City(required) ZIP/Postal Code(required) Country(required) Phone(required) Verification I would like to receive occasional emails about product updates and special offers [read post]
26 Nov 2016, 7:07 am
utm_source=weekly+news&utm_medium=email&utm_term=corruption&utm_content=20161127&utm_campaign=fiscal+oversightSchool DistrictAuditsBellmore-MerrickCentral High School District – Financial ConditionGouverneurCentral School District – Financial Management IrvingtonUnion Free School District – Information TechnologyNewarkCentral School District – Financial Condition and Claims ProcessingPort Jervis City School District –… [read post]
28 Sep 2022, 5:43 am
On 27 September 2022, Sarah Pritchard, FCA Executive Director, Markets, gave a speech at the City and Finance Global’s ‘The future of the UK Financial Services Regulation’ Summit. [read post]
27 Jan 2017, 10:47 am
A lawsuit in New York City combines allegations of sex discrimination with whistleblower retaliation claims under two major financial laws. [read post]
25 Feb 2016, 7:02 am
” If the home rule petition is passed by the City Council, it must then be approved by the state Legislature to become law because it includes financial penalties for lack of compliance. [read post]
29 Jul 2010, 11:47 am
This is the city’s attempt to revitalize a shopping center perceived to be a blighting influence in the area. [read post]
3 Oct 2009, 12:28 pm
But what happens after you are injured, and your family is suffering financially? [read post]
19 Oct 2011, 12:44 pm
She said that under the city’s 2006 Appropriations Act passed by Congress, the Chief Financial Officer became exempt from the Procurement Practices Act. [read post]
