Search for: "In Re Securities and Exchange Commission" Results 2421 - 2440 of 2,834
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24 Aug 2021, 6:34 am by Chris Castle
”Under the repurchase program, repurchases can be made from time to time using a variety of methods, including open market purchases, all in compliance with the rules of the United States Securities and Exchange Commission and other applicable legal requirements.The repurchase program does not obligate the Company to acquire any particular amount of ordinary shares, and the repurchase program may be suspended or discontinued at any time at the Company’s… [read post]
14 Nov 2014, 6:48 am by Joe Consumer
Securities and Exchange Commission and the investing public about Massey’s safety practices before the explosion. [read post]
7 Jan 2019, 5:00 am
Marital Property Division If you’re going through a divorce, you’ll want to do everything you can to protect yourself financially. [read post]
20 Apr 2015, 5:06 am by SHG
” She proposes a number of efforts to increase enforcement, including critical remarks in the direction of the Securities and Exchange Commission, but the biggest idea here is a “two strikes and you’re out” policy for the Justice Department. [read post]
7 Jun 2017, 4:26 am by Edith Roberts
Securities and Exchange Commission, the court held 9-0 that because SEC disgorgement operates as a penalty, the five-year statute of limitations applies to a claim for disgorgement in an SEC enforcement action. [read post]
19 May 2022, 9:05 pm by Sam Wong
Securities and Exchange Commission’s (SEC) use of internal judges is unconstitutional. [read post]
28 Aug 2018, 5:00 am
Marital Property Division If you’re going through a divorce, you’ll want to do everything you can to protect yourself financially. [read post]
22 Feb 2010, 8:01 am by Vanessa Vidal, Esq.
The Securities and Exchange Commission is going against the generally accepted speculation that former Bank of America general counsel Timothy Mayopoulos was fired because of his unwelcomed legal advice regarding the merger. [read post]
3 Dec 2017, 9:48 am by John Floyd
”   Former National Security Advisor Michael Flynn has entered into a plea agreement with Special Counsel Robert Mueller. [read post]
4 Apr 2012, 1:16 pm
  The Securities and Exchange Commission appointed a receiver to marshal the assets of one participant in the scheme. [read post]
7 Aug 2012, 11:42 am by S2KM Limited
" S2KM's blog post addressed the following issue: "What impact will a new uniform fiduciary standard, being developed by the Securities and Exchange Commission (SEC) as one result of the Dodd–Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), have upon existing structured settlement and settlement planning business models and practices? [read post]
9 May 2012, 2:46 am by Andrew Trask
And there are other tactics that can, under certain circumstances, succeed at reaching an agreement even if they're not commonly accepted or liked. [read post]
12 Dec 2019, 9:05 pm by Alana Bevan
Security and Exchange Commission calculates civil penalties is outdated and unable to respond to sophisticated trading violations. [read post]
19 Oct 2010, 6:00 pm by Justin Brookman
Indeed, this is precisely what the Federal Trade Commission investigated DoubleClick for back in 2000. [read post]
10 Jan 2019, 9:30 pm by Bobby Chen
Transportation Security Administration—have been required to work without pay. [read post]
27 Nov 2016, 5:14 am by SHG
If the purpose of the government was to secure a conviction and punishment, the defense’s offer of LWOP would have done the trick. [read post]
28 Apr 2010, 12:00 pm by Joe Mullin
Judge Crabb also denied Quanta's motions for a re-trial and for judgment as a matter of law. [read post]
18 May 2012, 8:23 am by McNabb Associates, P.C.
The regulatory filing also confirmed that Wal-Mart is the subject of investigations by the Securities and Exchange Commission and the Justice Department. [read post]