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The post Employers Play Key Role in National Reckoning on Racial Disparities appeared first on HR Daily Advisor. [read post]
17 Jul 2020, 8:35 am by John Jascob
Eric Clarke, CEO of Orion Advisor Solutions, also offered his perspective on technology’s role in the evolution of investment advice. [read post]
17 Jul 2020, 2:00 am by Salil Pande, CEO of VMock
The post X-Placement: A Solution for Rising Unemployment appeared first on HR Daily Advisor. [read post]
15 Jul 2020, 4:25 am by Hedge Fund Lawyer
 The new final rule effectively narrows the definition of covered funds and gives banks the green light to offer financial services to certain venture capital funds and engage in other activities that the original Volcker Rule was not intended to prohibit. [read post]
13 Jul 2020, 2:55 pm by Kevin LaCroix
  Background In December 2018, SI Financial Group, a New England financial services company, announced that it was going to merger into Berkshire Hills Bancorp. [read post]
13 Jul 2020, 2:29 pm by Cynthia Marcotte Stamer
Stamer’s work throughout her 30 plus year career has focused heavily on working with health care and managed care, health and other employee benefit plan, insurance and financial services, construction, manufacturing, staffing and workforce and other public and private organizations and their technology, data, and other service providers and advisors domestically and internationally with legal and operational compliance and risk management, performance and… [read post]
13 Jul 2020, 11:43 am by William Ford, Tia Sewell
Oversee portfolio budget and facilitate cross-functional processes for fundraising, proposal development, and financial analyses. [read post]
10 Jul 2020, 1:46 pm by Stoltmann Law Offices
At times relevant to perpetrating his criminal scheme, Kiffmeyer was a registered representative and financial advisor for FINRA broker/dealer Brokers International Financial Services, LLC. [read post]
10 Jul 2020, 1:05 pm by Silver Law Group
The client finally alleges her Financial Advisor promised her not to charge commissions in 2018 but he did. [read post]
8 Jul 2020, 2:04 pm by Gene Takagi
In either case, long-term assistance to persons with adequate financial resources may not be charitable. [read post]
8 Jul 2020, 9:04 am by Glen Barrentine (US)
His practice focuses broadly on SEC regulated financial service clients, including broker-dealers, securities exchanges, municipal advisors and investment advisers. [read post]
8 Jul 2020, 2:00 am by HR Daily Advisor Content Team
The post More Stress for Office Workers and a Path Toward Correction appeared first on HR Daily Advisor. [read post]
7 Jul 2020, 6:19 am by Silver Law Group
Be careful of any investment and make sure that any investment is properly registered and being sold by a license stockbroker or other financial advisor. [read post]
6 Jul 2020, 11:21 am by William Ford, Tia Sewell
Your typical day at R Street might include finishing edits on a paper about 5G technology, consulting with a congressional staffer about the cybersecurity elements of a proposed financial services bill, giving a colleague comments on an op-ed they have written and meeting with allies to discuss plans for a joint briefing on Capitol Hill. [read post]
3 Jul 2020, 6:43 am by Florence Campbell Jones
AnaCap Financial, Balbec, Banca IFIS and Guber Banca were amongst the buyers who closed deals with the four servicers managing the GACS SPVs; Prelios Credit Servicing, Cerved Credit Management, doValue, and Credito Fondiario. [read post]
2 Jul 2020, 9:05 pm by Joshua Burd
Financial advisors would qualify for the exemption if they comply with impartial conduct standards that require charging reasonable compensation and prohibit advisors from making misleading statements. [read post]