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Scott, Senior Counsel, Norton Rose Fulbright, New York Glen Barrentine, Of Counsel, Norton Rose Fulbright, New York Richard Potomac, Senior Associate, Norton Rose Fulbright, Dallas Norton Rose Fulbright has a useful database of FinTech materials for those who are interested in learning more about the subject. [read post]
16 Mar 2020, 5:21 pm by Kathleen Scott (US)
Norton Rose Fulbright counsel Glen Barrentine also has posted an article to the blog regarding FINRA’s guidance to broker dealers on pandemic preparedness. [read post]
4 Jan 2021, 3:09 pm by Kathleen Scott (US)
In a new legal update, “New whistleblower provisions for reporting AML violations,” Kevin Harnisch, Partner in the Norton Rose Fulbright Washington DC office, Glen Barrentine, Of Counsel in the Norton Rose Fulbright Denver office, and Ilana Sinkin, Senior Associate in the Norton Rose Fulbright Washington DC office, discuss the details of the new law, including who is eligible for the awards, the anti-retaliation protection and what is taken into consideration in… [read post]