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13 Jun 2013, 3:00 am
He found Sattva could have sold those shares in an orderly manner by the end of 2007 for gross proceeds of $0.40 to $0.44 a share, resulting in a loss of between $4,583,914 and $5,156,934. [read post]
11 Jun 2013, 1:09 pm
Timely completion of the farm bill will help provide farmers and ranchers certainty for the coming year and allow the Agriculture Department to plan for an orderly implementation of the bill's provisions." [read post]
11 Jun 2013, 6:17 am
The mission of the SEC is both straightforward and broad: To protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. [read post]
8 Jun 2013, 7:51 am
In addition, these designations will bring to life the Dodd-Frank Act’s orderly liquidation authority that applies to systemically significant financial firms, in the event that one of these companies may fail or be in danger of failing in the future. [read post]
6 Jun 2013, 8:30 am
Notably, however, in that same opinion, Defendants’ Motion for Sanctions was granted, and Plaintiffs’ case was dismissed with prejudice, upon the court’s determination that “Plaintiffs willfully deceived the Court and engaged in conduct utterly inconsistent with the orderly administration of justice. [read post]
3 Jun 2013, 2:20 pm
A stay at this precise point in the litigation, even pending decision on the renewed Motion to Transfer, would complicate the orderly proceeding of the completion of the discovery period, which is otherwise currently in full swing as this very motion awaits resolution. [read post]
3 Jun 2013, 7:52 am
We need to have the opportunity to have a strategic, orderly plan to dismantle the agency if that's the choice they make. [read post]
31 May 2013, 10:52 pm
., the U.K. noted that Article 28 of the Regulation gives ESMA intervention powers in exceptional circumstances, requiring ESMA to prohibit or impose conditions on the entry by persons into short sales or to require such persons to disclose such positions if the transactions pose a threat to the orderly functioning and integrity of the financial markets, or to financial stability with cross-border implications. [read post]
30 May 2013, 2:35 pm
Securities and Exchange Commission (“SEC”) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. [read post]
28 May 2013, 4:12 am
But we all accept TSA like apathetic sheep because the federal government said we have to in order to ensure orderly travel, despite the fact that there is not one scintilla of evidence that TSA has ever made travel safer. [read post]
27 May 2013, 5:30 pm
Our stop-gap solution is to pretend that we can regulate them into safety and will be merciless with Orderly Liquidation Authority if they falter. [read post]
25 May 2013, 2:43 pm
Counsel agreed that instead of going through an orderly procedure, the case had arrived in an unusual procedural setting. [read post]
21 May 2013, 6:28 am
While reaffirming its commitment to smart and effective regulations and the value of cost-benefit analysis, the Obama Administration opposes passage of the SEC Accountability Act, H.R. 1062, because its burdensome and disruptive new procedures would impede the ability of the SEC to protect investors, maintain orderly and efficient markets, and facilitate capital formation. [read post]
20 May 2013, 11:55 pm
” At the time that Defendant filed his motion to dismiss, the case had proceeded along the “normal, orderly pretrial process. [read post]
15 May 2013, 4:44 pm
As I wrap up my time at the IRS, I will be focused on an orderly transition. [read post]
15 May 2013, 6:20 am
To make this prospect achievable, Title I of the Dodd-Frank Act requires that all large, systemic financial companies prepare resolution plans, or "living wills", to demonstrate how the company would be resolved in a rapid and orderly manner under the Bankruptcy Code in the event of the company's material financial distress or failure. [read post]
10 May 2013, 6:52 am
Rather, that role must be understood in order to fully appreciate the agency’s whole mission – to protect investors, maintain fair, orderly and efficient markets, and facilitate capital formation. [read post]
9 May 2013, 7:02 pm
In the wake of the transition of leadership in China at the end of 2012, there has been a notable amount of attention paid to issues of constitutional structure and integrity. [read post]
9 May 2013, 6:27 am
In anticipation of the Conference, I would like to address the challenges faced by self-regulatory organizations (“SROs”) as a result of the significant changes that the securities markets have undergone in the last decade, and the need for robust Commission oversight of SRO activities to enhance investor protection, maintain fair, orderly, and efficient markets, and facilitate capital formation. [read post]
3 May 2013, 11:47 am
Following the charges, the Polk County School District released a statement unequivocally defending the choice to expel Wilmot: "In order to maintain a safe and orderly learning environment, we simply must uphold our code of conduct rules. [read post]
