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26 Jul 2011, 7:55 am by Walter Olson
Murder victim’s family sues Schwarzenegger for commuting sentence [KTXL] Easter egg in Dodd-Frank: Lawmaker’s pet “conflict minerals” proposal, to be enforced by SEC [Protess] More on costs to automakers and others: WLF, Carter Wood, more. [read post]
25 Jul 2011, 3:35 am by Broc Romanek
The SEC's Report on Credit Ratings Reliance On Thursday, the SEC issued this 24-page report on the reliance on credit ratings, as required by Section 939A(c) of Dodd-Frank [read post]
24 Jul 2011, 3:05 pm by Jay Fishman
Advisers to 3(c)(1) and 3(c)(7) funds, without the temporary no-action letter, would have to register in Missouri or find another available exemption. [read post]
22 Jul 2011, 11:48 am by admin
Internal compliance then launches an investigation in which it also uncovers Items B, C, D, and E. [read post]
22 Jul 2011, 8:48 am by Joan Heminway
  Under Section 967(c) of Dodd-Frank, the SEC must report out to Congress on its progress in implementing the BCG report every six months for the two-year period following the report's issuance. [read post]
21 Jul 2011, 7:32 pm by My name
Another key concern is Dodd-Frank’s lowering of “swipe fees” for debit card transactions. [read post]
21 Jul 2011, 5:51 pm by Securites Lawprof
Section 719(c) of the Dodd-Frank Act requires the CFTC and the SEC jointly to study and then report to Congress on swap regulation and clearinghouse regulation in the United States, Asia, and Europe and to identify areas of regulation that... [read post]
21 Jul 2011, 5:39 pm by Securites Lawprof
The SEC released a staff Report on Review of Reliance on Credit Ratings As Required by Section 939A(c) of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
21 Jul 2011, 2:57 pm by Kevin Funnell
Instead, we have Dodd-Frank, 2300 pages of murkiness and byzantine overreaching by the federal government, all in the name of "reform," which will be igniting the flames of unintended consequences for years to come unless, after 2012, subsequent Congresses dismantle its less well-considered components. [read post]
21 Jul 2011, 8:14 am by Lisa Fairfax
Last year Dodd-Frank's say on pay rules sparked considerable debate. [read post]
21 Jul 2011, 8:14 am by Lisa Fairfax
Last year Dodd-Frank's say on pay rules sparked considerable debate. [read post]
21 Jul 2011, 8:11 am by Greg Beck
A Public Citizen report released today analyzes the efforts of 24 financial-services companies and trade groups to opt themselves out of Dodd-Frank's limits on incentive-based compensation. [read post]