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7 Oct 2011, 9:16 am
Banks stated: "That's the first time I've ever seen anything like that. [read post]
10 Aug 2011, 10:59 am
Grewal acknowledging that your actions in going to the board of directors, testifying on oath at the FICOM hearing, levelling this untrue accusation of a mortgage scandal at her and repeatedly making baseless allegations of performance failures in her job as a manager were done by you in bad faith with the intent of injuring Mrs. [read post]
20 Aug 2007, 12:41 pm
While such attacks used to target customers of only a few large banks, they now impersonate "credit unions, hotel chains, insurance companies -- it's all over the board," says Todd Bransford, vice president of marketing at Cyveillance. [read post]
1 Sep 2008, 11:20 am
Parekh, a visiting associate faculty at the Indian Institute of Management, Ahmedabad and formerly an Executive Director at SEBI, "covers securities markets, financial regulations, law and finance, Securities and Exchange Board of India (SEBI) issues, governance and accountability and much else - mainly from an India perspective. [read post]
29 Jul 2009, 2:47 pm
• Failure to Observe Corporate Formalities – Examples of failing to observe corporate formalities include failure to (1) appoint the required number of officers, (2) issue stock, (3) file tax returns, (4) hold annual shareholders and board of directors meetings, (5) keep a minute book, (6) act through resolutions and (7) create a corporate bank account. [read post]
21 Jan 2010, 1:18 pm
As more of these activities come to light, perhaps these banks and auditors will finally get their comeupence? [read post]
2 Jun 2008, 5:33 am
The supervision is excercised by the Central Bank of the Netherlands Antilles. [read post]
1 Aug 2009, 7:32 pm
Landry, III, in Lafayette, Lousiana, appeared to be an outstanding paralegal, citizen and community organizer, the first woman from Louisiana elected to the board of directors for the National Association of Commissions for Women, and even serving as the new president of The Lafayette Commission on the Needs of Women, until shortly after she was charged last week with multiple felonies, including bank fraud, theft and forgery, and was removed from the board.In her first… [read post]
31 Jan 2017, 1:06 pm
Executive and Congressional Action Impacting FinTech Regulation One of the first big opportunities for full-contact politics under the Trump Administration in 2017 is whether Trump takes action to replace current CFPB Director Richard Cordray. [read post]
4 Aug 2010, 3:21 pm
The SEC will coordinate with prudential regulators, who will have a role in setting capital and margin for bank entities. [read post]
24 Jan 2018, 11:50 am
For example, will control be vested in one joint venture party or will a board of managers/directors be formed? [read post]
24 Jan 2018, 11:50 am
For example, will control be vested in one joint venture party or will a board of managers/directors be formed? [read post]
24 Jan 2018, 11:50 am
For example, will control be vested in one joint venture party or will a board of managers/directors be formed? [read post]
14 May 2023, 6:01 am
To the contrary, the privacy concerns behind all of these developments apply to all companies and their boards. [read post]
27 Jun 2020, 4:00 am
In addition, the golf director did not provide adequate oversight of golf course collections. [read post]
27 Jun 2020, 4:00 am
In addition, the golf director did not provide adequate oversight of golf course collections. [read post]
17 Jun 2016, 6:05 am
Krug, University of Washington School of Law, on Monday, June 13, 2016 Tags: Asset management, Boards of Directors, Dodd-Frank Act, Financial regulation, Fund managers, Investment advisers, Investment Company Act, Investor protection, Mutual funds, Oversight Tilton: Constitutional Challenge to SEC Administrative Proceedings Posted by Jason M. [read post]
3 Mar 2023, 3:00 am
– Overmarked Voting Instructions – Trian Group took the position that overmarked proxy cards and VIFs (where a shareholder votes “FOR” more directors than available seats) should be marked “FOR” their nominee to the Board, “FOR” the 10 unopposed management nominees and “WITHHOLD” on the one opposed management nominee. [read post]
5 Feb 2010, 6:04 am
In this regard, among the commentaries contained in 2010 Insights are discussions of the challenges facing boards of directors and management of publicly traded business corporations. [read post]
22 Nov 2017, 9:32 am
The PPT f my own presentation will follow in another post.International Symposium on The Corporation in a Changing World Shanghai University of Finance and Economics School of Law SUFE Law School Commercial Law Center October 21st – 22nd, 2017 Conference Agenda Day One: Oct 21st (Saturday) Opening Ceremony Moderator: Xiaoyan Song, Professor & Acting Vice Dean, Shanghai University of Finance and Economics School of Law Speakers:Shaohua Zheng, Professor & Assistant to the President,… [read post]
