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20 Jul 2011, 2:00 am
Click here for the remainder of the S&C publication - The Dodd-Frank Act. [1] Pursuant to Section 754 of Title VII of the Act, provisions under Title VII become effective 360 days after the act was passed. [2] Section 932 of the Act does not specify a date by which final rulemaking is required. [read post]
19 Jul 2011, 10:59 pm
Please rejoin us on Thursday and Friday as we host a large number of our Conglomerate Masters and the Masters alumni from the previous years as we mark the one year anniversary of the Dodd-Frank Act with a forum taking a hard look at the statute and the regulatory process in the wake of the statute. [read post]
19 Jul 2011, 10:11 am
., No. 07 C 5928 (N.D. [read post]
18 Jul 2011, 1:08 pm
Securities Act Section 36b-6(c) during the deferment.* Investment advisers who as of July 20, 2011: (1) rely on the July 21st-repealed private adviser (de minimis) exemption at 1940-Act Section 203(b)(3); (2) are ineligible to register as SEC investment advisers because their assets under managment do not meet the July 21st-effective SEC threshold amount; and (3) are ineligible for another Section 203 exemption, including the Section 203A(c) exemption from the prohibition on SEC… [read post]
18 Jul 2011, 2:00 am
Non-Enforcement Matters New Investment Adviser Rules On June 22, 2011, the SEC adopted certain rules and amendments that implement various federal securities initiatives focusing on investment advisers under the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank). [read post]
17 Jul 2011, 12:40 pm
GRAND VISION GAMING, LLC, TIMOTHY CARSON, and MERLE FRANK, and JOHN DOES 1-10. [read post]
17 Jul 2011, 9:39 am
Read the rest here.HERE ON EARTH: A Natural History of the Planet by Tim Flannery is a "fascinating, sometimes exasperating but ultimately valuable new book," writes Andrew C. [read post]
16 Jul 2011, 9:05 pm
.* This Franks challenge fails because the officer was found credible on the omission, and, in any event, it is immaterial to the probable cause determination. [read post]
14 Jul 2011, 2:35 pm
"Cases" in a business school means "scenarios," which usually last for one class, and otherwise proceed in a reasonably similar way that a law school class does (there's cold-calling, c-x, and nicer ways of running the discussion too). [read post]
14 Jul 2011, 9:38 am
FRANKS of Arizona, Mr. [read post]
13 Jul 2011, 10:08 pm
Chamber-backed “InJustice” [TortsProf, Abnormal Use, Daily Caller, Frank/PoL, Above the Law, Fisher, LNL] Memo to liberal studio heads: c’mon, now’s the time to greenlight more business-bashing flicks [Alyssa Rosenberg, TP] Interlock makers join forces with MADD to lobby for new federal DUI mandates [Luke Rosiak, Wash Times] More: Greenfield. [read post]
13 Jul 2011, 2:32 pm
(C) There is a lack of accepted safety for use of the drug or other substance under medical supervision. [read post]
13 Jul 2011, 2:32 pm
(C) There is a lack of accepted safety for use of the drug or other substance under medical supervision. [read post]
13 Jul 2011, 2:06 pm
Under section 742(c) of the Dodd-Frank Act, certain foreign exchange transactions with persons who are not “eligible contract participants” (commonly referred to as “retail forex transactions”) with a registered broker or dealer will be prohibited as of July 16, 2011,... [read post]
13 Jul 2011, 12:14 pm
Dodd-Frank wi [read post]
13 Jul 2011, 5:00 am
The SEC was required to adjust the standard under Section 418 of Dodd-Frank. [read post]
13 Jul 2011, 3:56 am
Frank Williams, a union local president, was employed at the State University of New York Purchase [SUNY]. [read post]
12 Jul 2011, 10:29 am
Some of the rules under the Dodd-Frank Act "favor certain special interests at the expense of rank-and-file shareholders," Harvey Pitt, the former S.E.C. chairman, told Congress. [read post]
12 Jul 2011, 8:30 am
Cobb WayCharles C. [read post]
12 Jul 2011, 2:00 am
Click here for the complete S&C publication - Credit Rating Agencies. [read post]
