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7 May 2010, 11:24 am
” In other Goldman Sachs news, the New York Times reports that American International Group (AIG) has replaced Goldman as its main corporate adviser. [read post]
7 May 2010, 10:43 am
andnbsp; The firms are Fagenson andamp; Co., Inc., of New York, which reported earning $44,000 in commissions from the sale of unregistered Universal Express stock and was fined $165,000; RBC Capital Markets Corporation, of New York, which earned $68,000 in commissions and was fined $135,000; Alpine Securities Corporation, of Salt Lake City, which earned $47,000 in commissions and was fined $40,000; Equity Station, Inc., of Boca Raton, which earned… [read post]
7 May 2010, 6:37 am
” The Australian Stock Exchange, the Johannesburg Stock Exchange, the London Stock Exchange Main Market, the Nasdaq Stock Market, the New York Stock Exchange or the Hong Kong Stock Exchange are “specified exchanges” under Amended NI 43-101. [read post]
6 May 2010, 2:13 pm
Section 971 directs the SEC to work with the national stock exchanges to make it a listing requirement for companies to have majority voting in uncontested board elections. [read post]
6 May 2010, 12:53 pm
Google Finance Chart for ACNAt 14:48 PM today New York time, Accenture stock (NYSE:ACN) dropped to 1 cent per share.At 14:46 PM the stock was trading at $40 per share, and after this momentary drop to 1 cent, the stock jumped back again at 14:50 PM to $40 per share.For this brief period of 2 minutes, the stock went down to 1 cent. [read post]
6 May 2010, 10:19 am
Live From New York! [read post]
6 May 2010, 7:35 am
SpongeTech Delivery Systems, which originated in New York City, designs, produces, markets and sell various cleaning care products nationwide. [read post]
5 May 2010, 4:40 pm
Embattled investment bank Goldman Sachs has been fined $450,000 by the Securities and Exchange Commission (SEC) and the New York Stock Exchange over what regulators say are hundreds of violations involving short sales. [read post]
5 May 2010, 2:21 pm
Brian Baird of Washington and Louise Slaughter of New York, would prohibit lawmakers from trading in financial markets based on nonpublic information they learn on the job. [read post]
5 May 2010, 10:46 am
It was announced by Reuters News today that regulators at the New York Stock Exchange have fined Goldman Sachs Execution & Clearing Corp. $450,000 in connection with roughly 385 orders to "short" equity securities for clients that resulted in "fail-to-deliver" positions without first borrowing or arranging to borrow the securities as collateral. [read post]
3 May 2010, 1:00 am
In December 2007, the controlling shareholders implemented a short-form, freeze-out merger through an exchange of stock with a newly formed Delaware corporation ("New Five Ivy") pursuant to BCL § 913. [read post]
2 May 2010, 6:36 pm
Instead, Congress contented itself with the disclosure and anti-fraud measures of the Securities Act of 1933 and the Securities Exchange Act of 1934, as enforced since 1934 by the then new Securities & Exchange Commission (SEC). [read post]
30 Apr 2010, 7:24 am
Tahyar is a partner and member of the New York Financial Institutions Group at Davis Polk & Wardwell LLP. [read post]
28 Apr 2010, 12:40 pm
According to Deadline New York: Pulling together life rights deals to make fact-based feature films can be insaaaaaaaaaaane. [read post]
23 Apr 2010, 6:48 am
As the New York Times reports, with no apparent irony, states strapped for cash because their reduced revenues are falling short of their increased funding promises I would tax the nude in my bed. [read post]
21 Apr 2010, 2:05 pm
About a year earlier, InterOil told the New York Times that it was not doing business with Caserta. [read post]
21 Apr 2010, 5:00 am
Jan. 28, 2010), the District Court for the Eastern District of New York held a sale of assets agreement (“Note”) allowing for payment in the form of Visual Management Systems, Inc. [read post]
20 Apr 2010, 2:31 pm
When Agrawal resigned from the Paris-based bank’s New York offices, he allegedly told his employer he wanted to move back to India and begin his own high-frequency trading fund. [read post]
20 Apr 2010, 5:16 am
Predominantly, this secondary market takes the form of litigation funding firms going public – selling shares to the public and listing on stock exchanges. [read post]
19 Apr 2010, 6:33 am
He was taped at CNBC's setup on the floor of the New York Stock Exchange. [read post]
