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19 Nov 2019, 7:32 am
            The esoteric world of spectrum management and valuation made an atypical public splash yesterday, highlighted by a 40% drop in the share price of a major international satellite carrier, Intelesat, on the New York Stock Exchange. [read post]
19 Nov 2019, 7:32 am
            The esoteric world of spectrum management and valuation made an atypical public splash yesterday, highlighted by a 40% drop in the share price of a major international satellite carrier, Intelesat, on the New York Stock Exchange. [read post]
30 Dec 2021, 1:36 am by The White Law Group
  The company listed its shares on the New York Stock Exchange on October 5, 2021 under the ticker CION after a 2-to-1 reverse stock split on Sept. 21. [read post]
10 Jan 2011, 1:16 am by Randall Reese
 The company's stock was traded on the New York Stock Exchange under the ticker symbol "CSK" until October 2008 and, as of the date of the bankruptcy filing, there were approximately 4,000 separate registered holders of record and approximately 4,500 unregistered beneficial owners of Canal Corporation’s common stock. [read post]
6 Oct 2008, 11:23 pm
  The Affidavit is identical to an Affidavit filed in the New York lawsuit brought by Wachovia against Citigroup. [read post]
25 Mar 2008, 12:33 pm
That agreement completely disregards New York Stock Exchange's rules that prevent anyone from buying more than 20 percent of company without a shareholder vote. [read post]
20 Sep 2007, 2:50 pm
Also in July, the New York Stock Exchange hit Smith Barney with a $50 million fine for charges centered around market timing activities. [read post]
6 Oct 2010, 12:23 pm by Jay Fishman
The advertisement would not need to be filed with the South Dakota Securities Division.* The broker-dealer/agent rules would be amended to add a rule prohibiting senior-specific certifications or designations, add a rule for "business brokers," slightly modify the agent exam requirement and substitute the term "FINRA" for "NASD" to reflect the current name of that organization combining the former NASD and New York Stock Exchange.*… [read post]
6 Nov 2018, 8:06 am by zamansky
Zamansky LLC is a New York law firm which represents investors in court and arbitration cases against securities brokerage firms and issuers. [read post]
20 Aug 2015, 8:12 pm by Harry Cole
(Let’s not focus on the fact that, in the last month alone system upgrades have been blamed for major problems in the air traffic control system, the New York Stock Exchange, and even the Bitcoin market.) [read post]
25 May 2011, 9:00 pm
The more typical way in which U.S. firms have shielded their foreign profits from our worldwide system has been by being purchased by a foreign firm, as in InBev's purchase of Anheuser-Busch or the pending purchase of the New York Stock Exchange by the German company Deutsche Börse AG. [read post]
1 Mar 2017, 4:49 pm by Kevin LaCroix
  The complaint purports to be filed on behalf of all persons who purchased the company’s American Depositary Shares (ADSs) on the New York Stock Exchange between April 30, 2014 and February 24, 2017. [read post]
22 Jan 2018, 4:18 pm by Kevin LaCroix
Shortly after the SEC’s lawsuit, several putative securities fraud class actions were filed in the Southern District of New York. [read post]
10 Feb 2017, 6:27 am by Jim Sedor
News & World Report – Steven Nelson | Published: 2/9/2017 Alabama Gov. [read post]
17 Aug 2009, 3:19 am
The company’s shares trade on the New York and Toronto Stock Exchanges. [read post]
31 Mar 2014, 3:26 am by Peter Mahler
  The Mintz Case Mintz involves a New York family-owned real estate business started decades ago by cousins Max and Louis Mintz. [read post]
18 Aug 2014, 3:22 am by Kevin LaCroix
The swap agreements contain choice of law and forum selection provisions that designate New York law and a New York forum. [read post]
13 Apr 2022, 1:27 pm by Kevin LaCroix
  The April 14 Lawsuit On April 14, 2022, a plaintiff shareholder filed a securities class action lawsuit against Musk in Southern District of New York. [read post]