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3 Mar 2021, 8:11 am by Dan Bressler
” “Ex-Goldman Sachs analyst, brother charged in UK with insider trading” — “Britain’s financial watchdog said it has started fraud and insider dealing proceedings against two brothers, one who worked as a Goldman Sachs analyst, the other as a lawyer at Clifford Chance. [read post]
18 May 2008, 8:11 pm
The announcement that direct access systems guidance was pending comes after Goldman Sachs Execution and Clearing L.P., a prime broker and clearing affiliate of Goldman Sachs Group Inc., settled SEC charges over its alleged involvement in a customer fraud scheme that involved the use of direct access trading systems. [read post]
18 Jun 2009, 5:41 pm
  Do we really want the US government implicitly guaranteeing Goldman Sachs or CapOne's debt? [read post]
28 Feb 2011, 4:32 am by Broc Romanek
We note that the proposal relates to the manner in which Goldman Sachs manages risk.We further note that the proposal addresses matters beyond the board's role in the oversight of Goldman Sachs' management of risk. [read post]
28 Sep 2012, 6:59 am by Stefan Passantino
The order found that Goldman Sachs failed to effectively supervise Morrison in violation of MSRB Rule G-27. [read post]
4 Jan 2010, 11:32 am
Reading about Shenker reveals that there are three kinds of people in life: people who work for Goldman Sachs, people who work with Goldman Sachs, and people who lose: Mr. [read post]
29 Jul 2010, 5:00 am by Doug Cornelius
On the front page of today’s Wall Street Journal is story about one of the fallouts from Goldman Sachs’ recent problems with the SEC: George Carlin Never Would’ve Cut It at the New Goldman Sachs. [read post]
14 Jan 2009, 3:33 am
- Any duty on the part of Goldman Sachs ran to the corporation, not to the individual stockholders. [read post]
24 Jan 2008, 1:56 pm
• Credit Suisse (USA) • Fremont General Corporation • GMAC-RFC • Goldman Sachs Group • Greenwich Capital Markets, Inc. [read post]
Goldman Sachs Group, Inc., centered on allegations by class action plaintiffs against Goldman relating to the firm’s role in a synthetic collateralized debt obligation (“CDO”) called ABACUS 2007 AC-1 (“Abacus”). [read post]
Goldman Sachs Group, Inc., centered on allegations by class action plaintiffs against Goldman relating to the firm’s role in a synthetic collateralized debt obligation (“CDO”) called ABACUS 2007 AC-1 (“Abacus”). [read post]
7 Jun 2011, 8:40 am by Michael Rothfeld
Last week, Bernstein Research analyst Brad Hintz wrote that “indicting a ‘too big to fail’ financial institution, like Goldman Sachs, is a dangerous undertaking”: Given the consequences of previous criminal indictments against financial institutions, we believe that officials within the Beltway know that now is not the time to ‘stress test’ the major banks and put the global economy in play with a Goldman Sachs show… [read post]
7 Nov 2016, 5:00 pm by David Bernstein
Of course, you might instead focus on this campaign ad, the focus of which is attacking Wall Street in general and the obviously Jewish-sounding Goldman Sachs in particular for “rigging” American politics. [read post]
25 Feb 2007, 6:06 am
The buyers, Texas Pacific Group, Kohlberg Kravis Roberts & Co. and Goldman Sachs, signed an unusual agreement with two environmental groups. [read post]
8 May 2010, 4:36 pm by David Feldman
The SEC’s latest super-hyped and interestingly timed fraud case against the venerable Goldman Sachs. [read post]
24 Sep 2008, 11:15 pm
Perhaps Henry Paulson amassed authority along with $38 million/year while running Goldman Sachs. [read post]
10 Nov 2011, 6:00 am
Apparently, the reorganization plan does not require Goldman Sachs to keep the hotel under the, "Marriott" name. [read post]