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28 Feb 2013, 11:08 am
In 2008, the SEC brought a civil enforcement action against Bruce Alpert and Marc Gabelli under the anti-fraud provisions of the Investment Advisors Act. [read post]
28 Feb 2013, 11:08 am
In 2008, the SEC brought a civil enforcement action against Bruce Alpert and Marc Gabelli under the anti-fraud provisions of the Investment Advisors Act. [read post]
20 Mar 2012, 3:00 am
The case of the day is First Investment Corp. of the Marshall Islands v. [read post]
16 Jan 2009, 9:12 am
I never know quite what to do with Bruce Bartlett. [read post]
31 Aug 2010, 6:28 am
Says Bruce Kesler. [read post]
14 Feb 2013, 7:04 pm
Bruce Karpati, the Chief of the SEC Enforcement Division’s Asset Management Unit, held a Q&A session entitled “Private Equity Enforcement Concerns” at the Private Equity International Conference held in New York on January 23, 2013. [read post]
1 Apr 2014, 1:00 am
Bruce: In order to enhance equity investments, it is absolutely necessary to aggregate annual revenue on an economically sound platform to create unique quality vectors within the firm. [read post]
29 Oct 2012, 8:36 am
When the IRS denied the losses, Nicholas filed multiple suits claiming the losses were proper because the trusts had invested in distressed debt with a legitimate non-tax purpose. [read post]
4 Aug 2010, 11:35 am
Bruce Shirk (202) 741-8426 bshirk@sheppardmullin.com [read post]
30 Oct 2006, 7:02 pm
We must engage in large acts of political imagination and inspire a new generation to take up liberal principles and adapt them inventively in a new century. -- Bruce Ackerman and Todd GitlinI was proud to add my name to the list of signatories. [read post]
25 Mar 2009, 11:18 am
The epicenter for the latest news on the IFDA’s troubles has been the Springfield Journal-Register and Bruce Rushton. [read post]
15 May 2019, 9:28 am
Campbell, Bruce Karpati, Ross Oliver, Jason S. [read post]
25 Mar 2015, 11:38 am
” The report, principally authored by Edwin Meese, Tim Roemer, and Bruce Hoffman, issued three key findings: The FBI has made measurable progress over the past decade in developing end-to-end intelligence capabilities and in significantly improving information sharing and collaboration with key partners at home and abroad. [read post]
4 Aug 2016, 6:00 am
by Bruce Carton in Compliance Week There are two insider trading-related “mistakes” that I have repeatedly warned against in this blog through the years. [read post]
17 May 2020, 8:32 am
‘Despite our substantial investment in state-of-the-art technology security, foreign cyberterrorists have hacked into our network and are demanding $42 million as ransom. [read post]
27 Mar 2008, 12:18 am
Changing Rules in Competitor False Advertising Litigation Session Chair and Moderator: Bruce A. [read post]
4 Jun 2012, 2:56 pm
The long period of non-attacks at least raises the possibility that there is “inefficiently low investment in hacking. [read post]
11 Feb 2011, 3:10 pm
A must-read of the day: Bruce Bartlett (via James Kwak) on what we get from "social programs" versus what we pay. [read post]
31 Aug 2007, 5:41 pm
Bertelsmann AG agreed Friday to pay the National Music Publishers Association $130 million to settle the Napster case's final copyright claims, Bertelsmann attorney Bruce Rich said in an interview. [read post]
22 Feb 2010, 10:18 am
Additionally, the money obtained in these fraudulent transactions may have been used to make personal investments. [read post]
