Search for: "Credit Suisse Securities LLC"
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30 Mar 2012, 6:38 am
The total current market value is $320 million, according to an offering document prepared by Credit Suisse, which is advising Fannie. [read post]
20 Jan 2016, 5:21 am
Case number: 11-cv-02121 (United States District Court for the District of Colorado) Case filed: August 15, 2011 Qualifying Judgment/Order: March 16, 2015 10/30/2015 1/28/2016 2015-116 In the Matter of UBS AG Administrative Proceeding File No.: 3-16891 Case filed: October 13, 2015 Qualifying Judgment/Order: October 13, 2015 10/30/2015 1/28/2016 2015-115 In the Matter of Credit Suisse Securities (USA) LLC Admi [read post]
1 Aug 2012, 5:51 am
Brunner, President and CEO, BNP Paribas Securities Corp. [read post]
27 Feb 2022, 4:30 pm
Switzerland Switzerland-based news organisations were excluded from the Suisse Secrets investigation into Credit Suisse’s banking practices over fears of punitive legal punishment. [read post]
1 Oct 2012, 3:00 am
Event: Know Yourself and Your Decision-Making Process: A Conversation with Nobel Laureate Daniel Kahneman Location: New York, NY October 16 Sponsor: Investment Adviser Association Event: 2012 Compliance Workshop Location: Boston, MA October 16 Sponsor: NC Department of Secretary of State Event: Investment Adviser Workshop Location: Charlotte, NC October 17 Sponsor: Hedge Funds Care & ParkRiver Fund Solutions Event: Cocktails & Commentary – Navigating Institutional Investor Due… [read post]
3 Jul 2020, 6:43 am
SECURITY AND TRUSTS / AGENCY Trusts and parallel debt structures are not recognised or tested in Italy and lenders must generally hold security. [read post]
22 Jun 2020, 4:49 pm
The US Supreme Court case to read for this antitrust exemption is Credit Suisse Securities (USA) LLC v. [read post]
27 Feb 2008, 10:00 am
In a 5-3 opinion (Justice Breyer recused himself) authored by Justice Kennedy,the Court, in Stoneridge Investment Partners, LLC v. [read post]
1 Feb 2023, 2:39 pm
In a key precedent-setting ruling, the SEC’s order found that BlockFi Interest Accounts were securities that should have been registered under U.S. securities laws. [read post]
9 Dec 2009, 6:55 am
Incorporated, Goldman Sachs & Co., Bear Stearns Companies, Inc., Bank of America Securities LLC, Bank of New York, Citigroup Inc., Credit Suisse (USA) Inc., Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., and UBS Financial Services, Inc. [read post]
4 Feb 2022, 8:19 am
., 542 U.S. 155 (2004); and Credit Suisse Securities (USA) LLC v. [read post]
30 Nov 2011, 8:19 am
Burns oversaw structuring and trading of hybrid derivatives, securities whose values are tied to different kinds of underlying assets. [read post]
29 Nov 2007, 7:45 am
The Solicitor General, on behalf of the FDA, has recently filed amicus briefs in both the Riegel v. [read post]
1 Jun 2010, 6:15 am
Appellant tenants contend that the trial court erred when it denied their motion for contractual attorneys' fees arising from an action brought against them and later voluntarily dismissed by respondent landlords. [read post]
12 Jan 2015, 10:09 am
Staffing changes announced by New York State’s Governor Andrew M. [read post]
12 Dec 2021, 2:22 pm
Credit Suisse Securities (USA) LLC, 752 F.3d 82, 89 (1st Cir. 2014) (affirming exclusion of expert witness who failed to account for confounding in event studies), aff’g 853 F. [read post]
