Search for: "Frank Smith"
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22 Nov 2019, 5:51 am
Smith, EY Center for Board Matters, on Friday, November 15, 2019 Tags: Boards of Directors, Corporate culture, Corporate Social Responsibility, Disclosure, Diversity, ESG, Human capital, SEC, Securities regulation JV Directors Duty of Loyalty Posted by Meghan McGovern, Tracy Branding, and James Bamford, Water Street Partners LLC, on Saturday, November 16, 2019 Tags: Boards of Directors, Conflicts of… [read post]
21 Nov 2019, 4:27 am
Grant v Frank, 150 AD3d 706, 707). [read post]
22 Oct 2019, 12:22 pm
Ameriprise Financial Services NBC Securities Jeffrey Lundstrom Signator Investors, Inc Transamerica Financial Advisors Uriah Mitchell JP Morgan Securities Raymond Montchal Morgan Stanley Citigroup Global Markets Robert Neuedorf David Lerner Associates Merrill Lynch, Pierce, Fenner & Smith Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or… [read post]
11 Oct 2019, 7:12 am
Smith National Library for the Study of George Washington at Mount Vernon. [read post]
9 Oct 2019, 1:20 pm
TENG Biao– Constitution as Battlefield: Regime, Law and Human RightsTREVASKES Susan– Deepening Reform in China’s Criminal Justice System: The Case of ‘Trial Centeredness’UPHAM Frank– From Demsetz to Deng: The Impact of Forty Years of Chinese Growth on Property TheoryWANG Alex– On the Evolution on Chinese Environmental Law and GovernanceWANG Liming– A Separate Book of Personality Rights in Chinese Civil CodeWANG Xixin– An American Tree… [read post]
13 Sep 2019, 7:25 am
Below the fold are the results of the 2019-2020 Law Professor Twitter Census. [read post]
9 Sep 2019, 3:06 pm
It is difficult, however, to predict how Judge Smith would vote based on his participation in the en banc Collins decision. [read post]
3 Sep 2019, 10:29 am
Prime Minister Boris Johnson’s decision to prorogue the UK Parliament last week reminded us of Prime Minister Stephen Harper’s twice-proroguing of the Canadian Parliament in the space of about a year. [read post]
3 Sep 2019, 7:21 am
= = = = = It looks like this was an all male case: James Marina at Kirkland (along with Robert Kang and Eugene Goryunov) represented the petitioner Cisco while Frank Angileri at Brooks Kushman (along with Tom Lewry, Marc Lorelli, and Chris Smith) represented the patent owner. [read post]
6 Aug 2019, 6:34 pm
Frank, Prof. [read post]
30 Jul 2019, 12:45 pm
The reporting by Marc Frank for Reuters follows. [read post]
25 Jul 2019, 3:42 am
Smith Water Prods. [read post]
30 Jun 2019, 1:01 am
(Photo source: National Park Service) Their confrontation, a microcosm of American race relations, was captured by radio reporter Sam Smith. [read post]
25 Jun 2019, 6:45 am
The Impacts of Limiting the State and Local Taxes Paid Deduction Chairman Thompson, Ranking Member Smith, and members of the Committee, thank you for the opportunity to speak to you today regarding the recent changes to the state and local taxes paid deduction and its impact on communities. [read post]
25 Jun 2019, 6:45 am
The Impacts of Limiting the State and Local Taxes Paid Deduction Chairman Thompson, Ranking Member Smith, and members of the Committee, thank you for the opportunity to speak to you today regarding the recent changes to the state and local taxes paid deduction and its impact on communities. [read post]
16 Jun 2019, 4:58 am
Frank, Frank H. [read post]
12 Jun 2019, 7:15 am
” Brad Smith, President and Chief Legal Officer, Microsoft, (February 2018) Additional Reading 2018 Internet Trends Report by Mary Meeker 2017 Internet Trends Report by Mary Meeker 2016 Internet Trends Report by Mary Meeker Source: ComplexDiscovery The post Implications for eDiscovery? [read post]
23 May 2019, 7:43 am
According to FINRA Disciplinary actions for May 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Bethan, Frank Quest Capital Strategies, Inc Wells Fargo Clearing Services, LLC Cody, Jill Concorde Investment Services, LLC Westminster Financial Securities, Inc Cody, Richard IFS Securities Concorde… [read post]
22 May 2019, 9:02 am
FINRA even awarded $276K to one investor in an arbitration claim against Quest Capital Strategies for its allegedly inadequate supervision of broker Frank Dietrich, who sold the unregistered securities to the customer. [read post]
26 Apr 2019, 5:55 am
Smith (EY Center for Board Matters) and Joe Dettmann (Ernst & Young LLP), on Wednesday, April 24, 2019 Tags: Accountability, Board oversight, Boards of Directors, Corporate culture, Human capital, Management, Oversight, Stakeholders Claims Based on Warranty and Indemnity Liability (W&I) Policies Posted by Joseph A. [read post]
