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30 Sep 2010, 8:11 am by admin
  While the company isn’t likely to cut off its partners [Why not? [read post]
30 Aug 2010, 3:10 pm by Eddy Salcedo
Gitterman, Slip Copy, 2010 WL 3283526 (DNJ August 18, 2010) Plaintiffs ING Life Insurance and Annuity Company (“ILIAC”) and ING Financial Advisors (“IFA”) (collectively, “Plaintiffs” or “ING”), sought to enjoin defendants, all of whom were former employees of ING, from soliciting clients to withdraw certain accounts from ING, pending the resolution of a FINRA Dispute Resolution Proceeding. [read post]
10 Aug 2010, 11:35 am by admin
  The financial regulators recognize that prudent loan workouts are often in the best interest of both financial institutions and borrowers, particularly during difficult economic conditions. [read post]
19 Jul 2010, 4:00 am by Peter A. Mahler
  At the time, with some degree of concern, I posed the question, "After Littman, can business owners pursue and exploit the profitable sale of their business or its assets without risk of liability to a former partner whose interest was acquired at a cheaper price? [read post]
16 Jul 2010, 10:23 am by Sarah Waldeck
Just as important, the 1989 article I quoted above described real agents as “consider[ing] themselves part of the community and its efforts. [read post]
9 Jul 2010, 9:47 am by Melody A. Kramer
  On April 29th the ABA Journal also reported a slight increase in partner profits in 2009 based in part on law firms “aggressively reduc[ing] expenses. [read post]
28 Jun 2010, 2:49 pm
Today, 9-0, the Supreme Court ruled Bilski's claimed risk hedging an abstract idea, thereby contravening § 101 as patentable subject matter. [read post]
23 Jun 2010, 10:36 am by velvel
Moreover, he is from a major institution in the financial industry (Travelers). [read post]
29 Apr 2010, 2:08 pm by Jim Hodgson
Collins, a partner at the law firm of Mayer Brown, and a former Refco legal adviser, has been convicted in a federal court of conspiracy to commit securities fraud and four other counts of illegal actions and is serving a seven year prison sentence. [read post]
This post is based on an article by Laurie Smilan, a senior partner at Latham & Watkins and an adjunct Professor of Law at Georgetown University Law School. [read post]
29 Mar 2010, 5:26 am by Steven Caruso
The Heaths also sued one of Breard’s associates, Colleen Brown, and Breard’s former employer, ING Financial Partners. [read post]
26 Mar 2010, 5:13 am by Steven Caruso
In one lawsuit, allegations also are being levied against ING Financial Partners for failing to properly supervise Breard. [read post]
18 Mar 2010, 11:31 am by Steven Caruso
Breard’s alleged actions came to the attention of regulators in February 2010 after she was fired by ING Financial Partners for reportedly “altering customer statements. [read post]
14 Mar 2010, 8:49 pm
This would allow organizations to provide advice and assistance to the borrower in savings which would further secure their financial situation.[15] Lenders can also benefit from focusing more narrowly on these credit and savings services, and offering training and technical expertise through partners who specialize in those programs. [read post]
Editor’s Note: Eduardo Gallardo is a partner focusing on mergers and acquisitions at Gibson, Dunn & Crutcher LLP. [read post]
17 Feb 2010, 12:33 pm by velvel
And SIPC cannot sanitize a Ponzi Scheme by “bless[ing]….fake profits” and hurting people who did not take out their principal. [read post]