Search for: "In re: Clayton" Results 241 - 260 of 721
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8 Jan 2021, 3:02 am by Liz Dunshee
If you’re looking for an easy way to connect the dots on disclosure and ESG issues, we’ve got you covered with podcasts! [read post]
18 Nov 2020, 5:00 am by John Jascob
For one thing, Republicans need to prove they’re tough on white collar crime, while Democrats need to prove they’re tough on street crime. [read post]
29 Mar 2019, 7:12 am by John Jascob
Redfearn noted that he and Chairman Clayton gave a speech in early March that touched on market structure issues. [read post]
18 Sep 2018, 6:44 am by John Jascob
According to Chairman Clayton, the withdrawal of the letters followed a re-examination of the letters to facilitate discussion at the upcoming roundtable. [read post]
29 Sep 2017, 8:20 am by John Jascob
Investors included large institutions known as qualified institutional buyers or qualified purchasers, entities the ALJ would refer to as "...not, in the words of Commission Chairman Jay Clayton, ‘Mr. and Ms. 401(k)’" (referring to a speech Clayton gave outlining his principles of securities regulation).Unique approach and star witness. [read post]
20 Dec 2022, 11:22 pm by Florian Mueller
Microsoft Corporation Complaint to Prohibit the Acquisition of Activision Blizzard by Microsoft corporation in Violation of Section 7 of the Clayton Antitrust Act, 15 U.S.C. [read post]
21 Dec 2020, 3:00 am by John Jenkins
Cheat Sheet: 2020 Capital Markets Rulemaking If you’re like me, you’re probably having a little trouble keeping up with the avalanche of rulemaking from the SEC over the past several months. [read post]
21 Jun 2013, 2:10 pm by John Lewis
  He noted that neither the Sherman nor Clayton Acts even mention class actions as they were “enacted decades before” Rule 23. [read post]
24 Jul 2008, 10:00 pm
Clayton Brokerage Co., 737 P.2d 1106, 1111 (Colo. 1987); Luckie v. [read post]
13 Nov 2007, 6:09 pm by Christopher S. Jones
"You can read the letters, both dated August 10, 2007, on Acquirelaw™ at In re Motorola Sec. [read post]
7 Nov 2007, 10:44 am
Frans Von Der Dunk of the International Institute of Air and Space Law at Leiden University.And if you're looking for SOX materials -- rulemaking, reports, studies, proposals, FAQ's, more (hey, we're going to need 'em), SEC has a warehouse full. [read post]
2 Apr 2020, 4:14 pm by John Jascob
SEC Chairman Jay Clayton encouraged market participants to reach out to the agency with requests for guidance or relief. [read post]