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31 Aug 2022, 7:46 am
HCCH 2019 Judgments Convention Repository In preparation of the Conference on the HCCH 2019 Judgments Convention on 9/10 June 2023, taking place on campus of the University of Bonn, Germany, we are offering here a Repository of contributions to the HCCH 2019 Judgments Convention. [read post]
29 Aug 2022, 9:05 pm
Since President Biden issued his July 2021 Executive Order on Competition, the antitrust agencies have made broad policy statements promising more aggressive enforcement and have initiated a number of high-profile enforcement actions. [read post]
24 Aug 2022, 9:01 pm
(“BNY Mellon”), relating to its ESG assurances in violation of the Investment Advisers Act of 1940 and the Investment Company Act of 1940. [read post]
22 Aug 2022, 5:01 am
Strikingly, all of the U.S. military services have Arctic strategies: the Navy and Marine Corps, Air and Space Forces, Army, and Coast Guard each recognize the region’s significance for national security. [read post]
19 Aug 2022, 7:33 am
New England Securities Thomas Pfeiffer MML Investors Services, LLC Chelsea Financial Services Emily Pich Key Investment Services LLC Chase Investment Services Corp. [read post]
19 Aug 2022, 7:00 am
Aegis Brokers in Melville, NY and Boca Raton, FL Allegedly Unsuitably Recommended VRSPs to 48 Customers, Including Elderly Investors In July 2022, the US Securities and Exchange Commission (SEC) filed civil charges against Aegis Capital Corp., former Managing Director Alan Zelig Appelbaum, and ex-broker Paul Francis Gallivan. [read post]
15 Aug 2022, 7:28 am
As Kori Schake, who served on the Bush administration’s National Security Council from 2003 to 2005, told us, “I bet we had less than 20 language experts within the entire U.S. foreign policy bureaucracy. [read post]
10 Aug 2022, 2:03 pm
Poursafi’s reluctance to pay in advance also suggests that the IRGC recognized there was a good chance they were being scammed and were otherwise cautious before investing too much in the plot. [read post]
10 Aug 2022, 6:14 am
” According to his FINRA BrokerCheck report, Shafer was reportedly affiliated with the following FINRA registered firms during his career in the securities industry, among others: 09/04/2019 – 11/04/2020, NEWBRIDGE SECURITIES CORPORATION (CRD#:104065), SPRINGFIELD, IL, 06/17/2008 – 07/25/2019, MONEY CONCEPTS CAPITAL CORP (CRD#:12963), SPRINGFIELD, IL 07/06/2005 – 05/16/2008, CHASE INVESTMENT SERVICES… [read post]
8 Aug 2022, 9:30 am
ET: The Wilson Center will host an event to evaluate Chinese investments in high-speed railroads in Southeast Asia. [read post]
5 Aug 2022, 10:00 am
SCS Credit Corp., 541 U.S. 465 (2004). [read post]
5 Aug 2022, 4:15 am
We continue to see comments from the Staff that are very much focused on this topic, and the WSJ recently reported on Corp Fin’s efforts in this area using data from Audit Analytics. [read post]
2 Aug 2022, 6:56 am
How to Recover Investment Losses involving Franklin BSP Lending Corp. [read post]
2 Aug 2022, 5:25 am
Accordingly, investors may lose up to their entire initial investment in the securities. [read post]
1 Aug 2022, 10:10 am
If you are concerned about your investments with Aegis Capital Corp., please call the securities fraud attorneys at The White Law Group at 888-637-5510 for a free consultation. [read post]
29 Jul 2022, 8:07 am
” “The case Hummel was appointed to oversee involved EQT Corp. and local residents over royalty payments. [read post]
27 Jul 2022, 10:52 am
The claim further alleges unsuitable investments in the following alternative investments: Cottonwood Multifamily REIT ITrilinc Global Cole Office and Industrial II A Shares NorthStar Realty Finance Corp. [read post]
22 Jul 2022, 8:55 am
As Gensler was again making the case that virtually all cryptocurrencies except bitcoin are securities over which his SEC has authority, Sens. [read post]
22 Jul 2022, 3:39 am
Have you suffered losses investing in The Parking REIT (now known as Mobile Infrastructure Corp.)? [read post]
19 Jul 2022, 2:59 pm
In the following guest post, the authors revisit the question of whether or not securities class action lawsuits against development-stage biotech companies are likelier to survive a motion to dismiss compared to securities suits against other kinds of companies. [read post]
