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20 Jun 2014, 5:00 am by Jenna Brunett
Yost serves on the Boards of Excelis Inc., Marsh and McLennan Companies, Inc., and Tyco International Ltd. [read post]
18 Jun 2014, 7:47 am by D. Daxton White
The Financial Industry Regulatory Authority (FINRA) recently announced it has censured and fined Barclays Capital Inc.; Goldman, Sachs & Co.; and Merrill Lynch, Pierce, Fenner & Smith, Inc., $1 million each for failing to provide complete and accurate information about trades performed by the firms and their customers, commonly known as “blue sheet” data, to FINRA, the SEC and other regulators. [read post]
1 May 2014, 6:40 am by D. Daxton White
  As such, Claimant is liable for and shall pay to Respondent attorneys’ fees in the net sum of $32,957.00. 12-00152 Merrill Lynch International Finance, Incorporated and Merrill Lynch, Pierce, Fenner & Smith, Inc. [read post]
4 Feb 2014, 11:00 pm by Lanigan
 As many as nine current and former employees of McGraw Hill Financial Inc. [read post]
9 Dec 2013, 11:58 am by Editorial Board
On November 21, the Court of Appeals for the Second Circuit affirmed the dismissal of a suit brought by South Korea‘s Woori Bank against Merrill Lynch & Co., Inc. and Bank of America Corp. on statute of limitations grounds. [read post]
22 Oct 2013, 5:00 am by Mark Astarita
U.S. attorneys in New Jersey are looking into deals involving Merrill Lynch & Co., purchased by the firm in 2009, the people said.If claims are brought, Bank of America would join JPMorgan Chase & Co. [read post]
17 Oct 2013, 10:03 am by Beth Graham
See In re Kellogg Brown & Root, Inc., 166 S.W.3d at 739–40; In re Merrill Lynch, Pierce, Fenner & Smith, Inc., 195 S.W.3d at 816. [read post]
26 Sep 2013, 6:48 am by Schachtman
Pepsi Cola of Puerto Rico Bottling Co., 161 F.3d 77, 85 (1st Cir.1998). [read post]
28 Aug 2013, 5:00 am by Kimberly A. Kralowec
Merrill Lynch, Pierce, Fenner & Smith, Inc., 672 F.3d 482, 491-92 (7th Cir.2012), distinguishing Wal-Mart Stores, Inc. v. [read post]
14 Aug 2013, 6:07 am by Guhan Subramanian, Harvard Law School,
The following post is based on a paper co-authored by Professor Subramanian and Fernan Restrepo of Stanford Law School. [read post]