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10 Sep 2019, 2:34 am by Renae Lloyd
It is further alleged that the financial advisors that were involved with the accounts at issue are Dana Matthew Hawkins and Cindy Chiellini. [read post]
14 Aug 2019, 7:20 am by John Jascob
The committee heard from two speakers on how the proposal could impact small businesses and investors: Matthew B. [read post]
6 Aug 2019, 8:45 am by Silver Law Group
According to FINRA Disciplinary actions for July 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Deblois, Matthew   The Champion Group, Inc   McNally Financial Services Corp   Dewaay, Donald Jr. [read post]
30 Jul 2019, 1:47 pm by Podhurst Orseck
Volkswagen Group of America Inc. and the proposed class of car buyers on Friday asked U.S. [read post]
20 May 2019, 9:11 am by MOTP
PLS Financial Services, Inc., however, a federal district court and the Fifth Circuit reached the opposite conclusion in a proposed class action presenting the very same litigation waiver question under almost identical factual circumstances, 689 Fed.Appx. 800 (5th Cir. 2017) (per curiam).How should these cases be counted? [read post]
18 May 2019, 5:16 am by Anushka Limaye
Matthew Kahn shared President Trump’s executive order, entitled “Securing the Information and Communications Technology and Services Supply Chain. [read post]
10 May 2019, 6:17 am
Director Pay Posted by Kosmas Papadopoulos, ISS Analytics, on Monday, May 6, 2019 Tags: Boards of Directors, Director compensation, Equity-based compensation, Executive Compensation, Incentives, Long-Term value, Ownership, Pay for performance, Peer groups, Surveys Corporate Board Practices in the S&P 500 and Russell 3000: 2019 Edition Posted by Matteo Tonello, The Conference Board, Inc., on Tuesday, May 7, 2019 … [read post]
30 Mar 2019, 8:45 pm by Patent Docs
Bo An, Risk Management, Federal Reserve Bank of Chicago will moderate a panel consisting of Sarah Duda, Assistant General Counsel, Cboe Global Markets; Ted Tian, Master Agreements Negotiator, BP America, Inc.; Mark Fields, Partner, Alsop Louie Partners; and Matthew Kelly, Managing Director and Chief Intellectual Property Counsel, CME Group. [read post]
29 Mar 2019, 3:01 am by R. David Donoghue
Mark Fields, Partner, Alsop Louie Partners Matthew Kelly, Esq., Managing Director and Chief Intellectual Property Counsel, CME Group The event is being held at DePaul University College of Law, 25 E. [read post]
26 Mar 2019, 3:27 am by Edith Roberts
Carlton & Harris Chiropractic Inc., which asks whether courts are required to accept the Federal Communications Commission’s interpretation of a statute allowing recipients of junk faxes to sue the senders for damages, and maritime-law case The Dutra Group v. [read post]
25 Mar 2019, 9:15 am by Silver Law Group
Broker William Matthew Crafa and wealth management firm Royal Alliance Associates, Inc are the subject of a FINRA claim on behalf of investors regarding the solicitation and recommendation to purchase GPB Capital Holdings private placement securities. [read post]
7 Mar 2019, 12:29 pm by Schachtman
One litigation that showcases the use and misuse of the ASA Statement arose from claims that AbbVie, Inc. [read post]