Search for: "SEC v. National Securities, Inc."
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12 Jun 2017, 4:29 am
Tyrrell and Impression Products, Inc. v. [read post]
6 Jun 2017, 3:57 am
Securities and Exchange Commission, the court held that because SEC disgorgement operates as a penalty, the five-year statute of limitations applies to a claim for disgorgement in an SEC enforcement action. [read post]
10 May 2017, 10:20 am
Examples of her many highly regarded publications on these matters include the “Texas Payday Law” Chapter of Texas Employment Law, as well as thousands of other publications, programs and workshops these and other concerns for the American Bar Association, ALI-ABA, American Health Lawyers, Society of Human Resources Professionals, the Southwest Benefits Association, the Society of Employee Benefits Administrators, the American Law Institute, Lexis-Nexis, Atlantic Information… [read post]
26 Apr 2017, 4:08 pm
See National Cable & Telecommunications Association v. [read post]
25 Apr 2017, 3:21 pm
See, Businesses Must Confirm & Clean Up Health Plan ACA & Other Compliance Following Supreme Court’s King v. [read post]
29 Mar 2017, 3:49 am
Supreme Court granted certiorari in Leidos, Inc. v. [read post]
27 Mar 2017, 3:09 pm
The Court’s grant of the writ of certiorari in the case of Leidos, Inc. v. [read post]
24 Mar 2017, 7:24 am
Bank National Association v. [read post]
23 Mar 2017, 11:20 am
Leidos, Inc. v. [read post]
14 Mar 2017, 4:27 am
Securities and Exchange Commission, in which the court will decide whether that the five-year statute of limitations on SEC enforcement actions applies to actions seeking disgorgement, arguing that “prior precedent, along with the historical practice, strongly suggests that the SEC is trying to circumvent the statute by essentially calling a dog a cat. [read post]
1 Mar 2017, 5:00 am
National security exchanges are self-regulatory organizations (“SRO”) subject to the Securities and Exchange Commission’s (“SEC”) approval and oversight. [read post]
24 Feb 2017, 5:00 am
Defendants, national Securities Exchanges (the “Exchanges”), provide information about securities traded on the Exchanges to an exclusive securities processor (“Processor”) pursuant to Regulation National Market System (”Reg NMS”). [read post]
17 Feb 2017, 12:21 pm
ANZ Securities, Inc. [read post]
17 Feb 2017, 6:56 am
Inc. [read post]
18 Jan 2017, 8:10 am
ANZ Secs., Inc., No. 16-373 (SCOTUSblog page) involves whether, under the class action tolling rule of American Pipe & Constr. [read post]
21 Dec 2016, 7:19 am
The National Whistleblower Center filed an amicus (friend of the court) brief in support of the whistleblowers in State Farm Fire and Casualty Company v. [read post]
6 Oct 2016, 9:30 pm
Department of Justice (DOJ) asking the Court to rehear U.S. v. [read post]
29 Aug 2016, 4:00 am
[The National Association for Fixed Annuities, et al, v. [read post]
26 Jul 2016, 7:47 am
The SEC action involved allegations of fraud and violations of the Securities Exchange Act by a public company. [read post]
16 Jun 2016, 2:48 pm
Securities and Exchange Commission’s (SEC’s) cybersecurity regulatory and enforcement onslaught continues . . . [read post]
