Search for: "Security First Managers, LLC. "
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13 Sep 2023, 6:06 am
FINRA expelled Worden Capital Management from the securities industry in July 2022. [read post]
12 Sep 2023, 12:29 pm
DOJ specifically alleged that Verizon’s Managed Trusted Internet Protocol Service (MTIPS)—an information technology service that allows federal agencies to securely connect to public internet and external networks—did not comply with three security controls in the Department of Homeland Security’s TIC Reference Architecture Document, including a control that required the use of FIPS 140-2 validated cryptography. [read post]
12 Sep 2023, 12:18 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
12 Sep 2023, 7:20 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
12 Sep 2023, 2:15 am
appeared first on HR Daily Advisor. [read post]
11 Sep 2023, 6:31 am
The post Somerset Securities Inc.: FINRA Claim appeared first on The White Law Group. [read post]
11 Sep 2023, 2:36 am
Impacted by Covid-19 The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
8 Sep 2023, 12:51 pm
The firm reportedly manages $458 billion in assets. [read post]
7 Sep 2023, 10:25 am
., a “wealth management solutions” holding company, announced the completion of its acquisition of Grove Point Financial LLC from Kestra Holdings. [read post]
7 Sep 2023, 2:20 am
Widely regarded as a leading expert on discovery in the United States, and ranked by Chambers USA for many years, Ashish has served, among other things, as: Litigation Partner and Founder of the Mayer Brown Electronic Discovery and Records Management Practice; Founder and CEO of Discovery Services LLC; and Vice President and General Counsel of eTERA Consulting. [read post]
7 Sep 2023, 1:03 am
The White Law Group, LLC is a well-established law firm specializing in national securities fraud, securities arbitration, investor protection, and securities regulation/compliance. [read post]
6 Sep 2023, 9:20 pm
The REITs reportedly involved in this case did not have their own employees but were managed externally by Legacy Hospitality II LLC and Legendary Capital REIT III LLC. [read post]
5 Sep 2023, 9:05 pm
”[22] Now what does all this have to do with what might seem an ordinary case of federal securities law, raising what might seem a less foundational question of whether hedge fund managers have a right to a jury trial in federal court rather than having their securities fraud cases heard by an ALJ? [read post]
5 Sep 2023, 1:17 pm
The advisory firms are: Lloyd George Management (HK) Limited; Bluestone Capital Management LLC; The Eideard Group, LLC; Disruptive Technology Advisers LLC; and Apex Financial Advisors Inc. [read post]
5 Sep 2023, 7:00 am
Securities and Exchange Commission (“SEC”) issued an order imposing civil monetary penalties against Titan Global Capital Management USA LLC (“Titan”) for violations of the new investment adviser Marketing Rule, Rule 206(4)-1. [read post]
5 Sep 2023, 4:21 am
” (Mercy Abundance, LLC v Chapman, 2016 N.Y. [read post]
1 Sep 2023, 10:28 am
Court Ruling Against Robinhood Could Let States Impose Tougher Rules on Broker-Dealers Massachusetts’ top appellate court upheld a first-in-the-nation rule holding broker-dealers to the same standard as investment advisers, which had been challenged by brokerage app provider Robinhood LLC. [read post]
1 Sep 2023, 6:44 am
The post Former Cetera Broker Clarice Saw Charged With Fraud By The SEC appeared first on Securities Arbitration Lawyers Blog. [read post]
31 Aug 2023, 8:40 am
To receive information from Liskow & Lewis, your information will be kept in a secured contact database. [read post]
31 Aug 2023, 7:38 am
In order to compete for an SBA set-aside contract, businesses meeting the eligibility requirements, must first register on the System for Award Management (SAM.gov). [read post]
