Search for: "Smith Management Services, LLC"
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26 Apr 2017, 12:26 am
And a petition for rehearing en banc, with robust amici support, is currently pending in Unwired Planet, LLC v. [read post]
10 Mar 2017, 8:55 am
Watch Broadspire Executive VP of Medical Management on a Fox Business segment discuss pain management and early intervention services which put the right processes in place to successfully return injured workers to work. [read post]
22 Feb 2017, 5:47 pm
Recently, in UnwiredPlanet, LLC v. [read post]
9 Feb 2017, 11:36 am
If you are considering forming an Indiana nonprofit corporation, please let the attorneys in the Business Law Department of Smith Rayl Law Office, LLC know how we can help. [read post]
24 Jan 2017, 4:30 am
Navigating the Unknown: The Rise and Expansion of Federal Ombuds (Level: Intermediate; Sector: Academic, Corporate, Government, International), Carol Houk, CEO, chiResolutions, LLC; Mary Rowe, Former Ombuds & Professor, Massachusetts Institute of Technology (MIT); Lauren Marx; Deputy Program Manager, chiResolutions, LLC; Timothy Hedeen, Professor of Conflict Management and Ombudsman, Kennesaw State University; Deborah… [read post]
29 Dec 2016, 9:39 am
Watermark LLC, 2016 WL 4727432 (W.D. [read post]
10 Nov 2016, 2:27 pm
In Smith v. [read post]
7 Nov 2016, 7:22 pm
This article comprehensively analyzes the multiple and complex legal issues relating to the Weiner laptop computer and offers some useful advice for managing these issues thoughtfully, cautiously, prudently and successfully. [read post]
10 Oct 2016, 5:01 am
Smith’s lawyer passed along a contract that Smith’s company, Rescue One Financial, signed with a company called “RIR 1984 LLC,” headed by one Richart Ruddie. [read post]
7 Oct 2016, 12:49 pm
The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
29 Sep 2016, 11:24 am
As part of its settlement agreement with the SEC, Och-Ziff acknowledged that it expected to enter into a deferred prosecution agreement with the Justice Department in a parallel criminal proceeding, and its subsidiary OZ Africa Management GP LLC agreed to enter into a plea agreement. [read post]
21 Sep 2016, 6:30 am
Smith’s office to email us the office visit notes. [read post]
1 Sep 2016, 7:56 am
The firm failed to establish and implement an adequate supervisory system to detect and prevent violations of Section 5 of the Securities Act related to transactions of microcap securities.Morgan Stanley Smith Barney LLC of Purchase, New YorkWithout admitting or denying the findings, the firm consented to the sanctions and to the entry of findings that it failed to adequately supervise by following firm policies and procedures to detect and cause the reporting of potentially… [read post]
22 Aug 2016, 12:08 pm
Among other problems, the ruling provides a roadmap for plaintiffs to scrub unwanted negative reviews, and it trampled on Yelp’s rights to manage its database’s integrity. [read post]
16 Jun 2016, 2:48 pm
BACKGROUND Last week the SEC issued a settled administrative order finding that Morgan Stanley Smith Barney (now rebranded as Morgan Stanley Wealth Management) failed to adopt written policies and procedures reasonably designed to protect customer data. [read post]
9 Jun 2016, 3:28 pm
In a June 8, 2016 press release (here), the agency announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]
16 May 2016, 3:28 am
., before the advent of LLCs in New York. [read post]
15 May 2016, 3:04 pm
Morgan Stanley Smith Barney LLC. [read post]
5 Apr 2016, 7:40 am
Holly is the Director of Knowledge Management at Nossaman LLP in the San Francisco Bay area, where she manages the development and implementation of innovative strategic initiatives firm wide and oversees all aspects of the Firm’s daily library operations. [read post]
17 Mar 2016, 2:45 am
Eligibility Challenges: Retirement Capital Access Management Company, LLC v. [read post]
