Search for: "Working Group on Securities Disclosure Authority"
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19 May 2023, 4:00 am
The case centers on a law that gives any seven members of what was then called the House Oversight and Government Reform Committee the right to request information from the federal government, which is separate from the typical authority of the panel’s majority to do so. [read post]
18 May 2023, 9:38 am
FINRA examines the adequacy of disclosure, sales materials, and the handling of customer complaints. [read post]
17 May 2023, 2:19 pm
For almost nine years, Haitao Xiang, a Chinese national and U.S. resident, had worked for Monsanto, Co in St. [read post]
17 May 2023, 11:05 am
May ask all employees who will be physically entering the workplace or otherwise working in close proximity with others if they have COVID-19 or common symptoms associated with COVID-19 as identified by CDC and if they have been tested for COVID-19 and if so, ask about the result; May not ask an employee who is physically coming into the workplace whether they have family members who have COVID-19 or COVID-19 symptoms; May only require employees to submit to having… [read post]
17 May 2023, 6:41 am
The hack was carried out by the Chinese-linked Hafnium cyber-espionage group, according to court filings, and the SEC said it needed the client names to probe for securities law violations associated with the attack. [read post]
16 May 2023, 9:18 am
With over 30 years of securities law experience, including experience working at FINRA and the SEC, The White Law Group has the expertise to help investors defrauded in securities, investment and financial business transactions attempt to recover their investment losses. [read post]
15 May 2023, 1:54 pm
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
14 May 2023, 7:07 pm
That use of national security as a shield against the projection of foreign political authority into competitor host states has also been invoked by the liberal democratic camp against their Chinese counterparts. [read post]
12 May 2023, 4:00 am
Clarence Thomas’ Wife Ginni Was Paid Nearly $100,000 for ‘Consulting’ by a Nonprofit That Ended Up Filing an Amicus Brief to the Supreme Court: Report Yahoo News – Erin Snodgrass and Matthew Loh (Business Insider) | Published: 5/4/2023 Leonard Leo, a conservative judicial activist, helped Ginni Thomas, the wife of Supreme Court Justice Clarence Thomas, secure consulting work that yielded her nearly $100,000 while asking that her name was left off… [read post]
10 May 2023, 5:16 am
Sophisticated cybercrime groups are no different and are not beyond the reach of ordinary civil legal recourse. [read post]
10 May 2023, 4:00 am
Just look at issues such as abortion, drug laws, and national security law. [read post]
9 May 2023, 9:01 pm
Independence A threshold question for a voting stockholder is whether a stockholder nominee is working primarily for the nominating stockholder, or for all stockholders. [read post]
9 May 2023, 11:55 am
Is securities fraud the same thing as investment fraud? [read post]
8 May 2023, 9:01 pm
Financial disclosure laws similarly allow corporations to leave some items “off book” for various purposes.Is something like that going on here? [read post]
5 May 2023, 4:00 am
Arizona – Group Wants to Keep Dark Money Out of Politics KAWC – Howard Fischer (Capitol Media Services) | Published: 4/30/2023 The group that convinced Arizona voters last year to expose “dark money” contributions to political campaigns wants a federal judge to toss a bid by a conservative advocacy group to kill the new law. [read post]
5 May 2023, 3:17 am
Senators Kyrsten Sinema (I-AZ) and Thom Tillis (R-NC) are working on legislation granting a temporary two-year authority to extend Title 42, which will end next week. [read post]
4 May 2023, 3:14 pm
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
3 May 2023, 7:18 am
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
2 May 2023, 9:01 pm
Given this history, Dodd-Frank authorities, and not to mention what happened in Archegos, I supported the Commission’s proposed rules to a) require prompt disclosure of large security-based swap positions and b) strengthen investor protection in security-based swaps.[24] Resiliency Let’s turn back to the 1990s for a moment. [read post]
1 May 2023, 9:01 pm
Over the past several years, the use of non-disclosure agreements (“NDAs”) has received significant public scrutiny following their controversial use in a number of high profile harassment claims.[1] NDAs were back in the headlines earlier this year following the leak to the Telegraph of around 100,000 Whatsapp messages belonging to the former UK Health Secretary Matt Hancock.[2] The messages, which revealed Mr Hancock’s communications with other members of the government… [read post]
