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10 Apr 2020, 7:14 am
Aggressive financial advisors may have unsuitably recommended ETFs in an effort to juice returns. [read post]
10 Apr 2020, 6:01 am
Reisman, Latham & Watkins LLP, on Wednesday, April 8, 2020 Tags: Boards of Directors, COVID-19, Hostile takeover, Institutional Investors, Poison pills, Proxy advisors, Shareholder activism, Shareholder voting, Takeover defenses Accounting Class Action Filings and Settlements: 2019 Review and Analysis Posted by Laura E. [read post]
10 Apr 2020, 3:00 am
The revelation came from Perdue’s financial portfolio disclosures. [read post]
9 Apr 2020, 2:00 am
The post Moves and Skills Employers Should Look for When Hiring in Tough Times appeared first on HR Daily Advisor. [read post]
9 Apr 2020, 2:00 am
Did you utilize legal services when setting up your employee loan program? [read post]
8 Apr 2020, 2:00 am
The post Coronavirus-Related Legislation Affecting Employee Benefit Plans appeared first on HR Daily Advisor. [read post]
8 Apr 2020, 2:00 am
appeared first on HR Daily Advisor. [read post]
7 Apr 2020, 8:43 am
However, note that the 500 employee threshold does not appear to apply to the above described financial tests, and thus a business (and its affiliates, if applicable) which meets such financial tests will qualify regardless of whether it has more than 500 employees. [read post]
7 Apr 2020, 7:01 am
His practice focuses broadly on SEC regulated financial service clients, including broker-dealers, securities exchanges, municipal advisors and investment advisers. [read post]
7 Apr 2020, 6:47 am
From January 2016 through November 2019 Rosen was registered with Berthel, Fischer & Company Financial Services, Inc. [read post]
7 Apr 2020, 6:47 am
From January 2015 until March 2017 Evan was associated with MSI Financial Services, Inc. [read post]
7 Apr 2020, 2:01 am
The post 4 Ways to Recruit Amid Historic High Unemployment appeared first on HR Daily Advisor. [read post]
6 Apr 2020, 1:36 pm
The ideal candidate will be an inclusive, passionate leader with a deep understanding of the tools and pathways for protecting the rights of and serving undocumented immigrants by delivering the highest quality legal and community education services. [read post]
3 Apr 2020, 11:31 am
The regulator reportedly charged Wells Fargo Clearing Services and Wells Fargo Advisors Financial Network with failure to supervise and train investment advisors and registered representatives recommending single-inverse ETF investments to retail investors. [read post]
3 Apr 2020, 2:01 am
It’s a balance of being smart financially but making sure your business can sustain through this. [read post]
3 Apr 2020, 2:00 am
The post Small Businesses Weigh In on COVID-19 Impact appeared first on HR Daily Advisor. [read post]
2 Apr 2020, 4:14 pm
COMMODITY FUTURES Business Not as Usual: regulators and top attorneys provide guidance on COVID-19 related issues Long-time futures industry attorney Gary DeWaal recently moderated a webinar titled Business Not as Usual: Practical and Regulatory Responses to COVID-19 for the US Financial Services Industry. [read post]
2 Apr 2020, 12:03 pm
BEST CHOICE. 183 6008175 DEAD-STOMP FOOT CO. 184 6003240 LOUDGANG 185 6002972 BN’B RACK 186 6019138 CONNECTED SOLUTIONS 187 6013872 BANK ON YOURSELF 188 6004794 GIMBAL FINANCIAL STRATEGIC WEALTH ADVOCATES [read post]
2 Apr 2020, 2:00 am
HR Daily Advisor: How much of a demand is there for legal services benefits? [read post]
1 Apr 2020, 12:00 pm
Experts included Michelle Werr, Principal at HealthScape Advisors and Tom Goila, Partner at Comvest Credit Partners. [read post]
