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29 Apr 2011, 8:56 am
Each of Lautenberg and Wilpon/Katz (collectively, the “Foundations”) is a Section 501(c)(3) private charitable foundation. [read post]
29 Apr 2011, 7:36 am
The agency contends that new resolution authority under Dodd-Frank would have made all the difference in September 2008. [read post]
28 Apr 2011, 8:06 am
An "exempt reporting adviser" registration exemption was proposed by the Massachusetts Securities Division to coordinate with the SEC's proposed adoption of an exemption for private fund advisers following the July 21, 2011 elimination of the federal de minimis exemption for investment advisers with fewer than 15 clients by the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
27 Apr 2011, 7:29 pm
In its place, the Division proposes to adopt a regulation consistent with the Dodd-Frank requirements. [read post]
27 Apr 2011, 8:28 am
The Dodd-Frank Act defines the term “private fund” to mean an issuer that relies on Section 3(c)(1) or 3(c)(7) of the Investment Company Act. [read post]
27 Apr 2011, 1:09 am
The full impact of the Dodd Frank Act will only be revealed in the fullness of time. [read post]
26 Apr 2011, 3:14 am
Without that information, the motion to suppress is granted, and Leon does not apply to Franks challenges. [read post]
21 Apr 2011, 5:19 pm
Frank McCourt becomes the latest owner shunted aside for legal reasons by a major pro sports league, Bingham advises on another team sale, two firms seek a seat at the table in the NFL's ongoing labor negotiations, Skadden advises the NHL on a new TV contract, a Canadian lawyer joins a hall of fame, and Carl Lewis testifies in New Jersey in our weekly look at sports and the law. [read post]
21 Apr 2011, 12:22 pm
There are a variety of steps that counsel can make to avoid these types of objections, including: Ensure that the settlement notice is in plain English, understandable, and contains all information required by Rule 23(c)(2)(B). [read post]
21 Apr 2011, 6:02 am
Meanwhile the FDIC is arguing that if only Dodd-Frank had been law in 2008 the FDIC could have averted the Lehman crisis. [read post]
20 Apr 2011, 11:59 am
Oliver Vossius (Präsident des Deutschen Notarvereins), Oberstaatsanwalt Christoph Frank (Vorsitzender des Deutschen Richterbundes) they would say that, wouldn't they?) [read post]
20 Apr 2011, 4:49 am
(c) Legal Expert Connections, Inc., 866-417-7025 www.legalexpertconnections.com [read post]
20 Apr 2011, 3:05 am
According to this Dow Jones Financial News article, a group of investors led by F&C Asset Management and Railpen Investors is advocating the use of the "fifth analyst call" as a means for accomplishing effective engagement. [read post]
17 Apr 2011, 4:41 am
He was also denied a Franks hearing. [read post]
14 Apr 2011, 9:00 am
Our next post will cover “Dodd-Frank: Will Increased Regulation of Corporate Governance Improve Corporate Performance? [read post]
14 Apr 2011, 4:23 am
Franks, 438 U.S. at 171. [read post]
13 Apr 2011, 10:28 am
Klosterman and Frank D. [read post]
12 Apr 2011, 3:00 pm
By proposing weak compensation clawback rules, the Federal Deposit Insurance Corporation is destroying the letter and spirit of the Dodd-Frank Act. [read post]
12 Apr 2011, 12:26 pm
Classen, Roger Resar, Frances Griffin, Frank Federico, Terri Frankel, Nancy Kimmel, John C. [read post]
11 Apr 2011, 9:22 pm
Also, a Franks challenge fails because nothing that was allegedly omitted would detract from the probable cause. [read post]
