Search for: "New York Stock Exchange"
Results 2641 - 2660
of 3,454
Sorted by Relevance
|
Sort by Date
27 Jun 2014, 2:03 am
According to Halliburton’s counsel, “[t]he most recent studies by NERA and Stanford show that 75 percent of class certification motions are granted in securities cases; and that number is much, much higher with respect to New York Stock Exchange companies that essentially have no way to dispute market efficiency. [read post]
2 Aug 2011, 9:59 am
Early lies about profitability Patrick Byrne On December 11, 2001, Patrick Byrne appeared on Fox News claimed, “We're profitable. [read post]
27 Apr 2017, 10:00 pm
In New York City’s Department of Education plan, students are permitted to carry an EpiPen as prescribed by his or her medical provider, if the student is determined to be self-directed and able to self-administer medication. [read post]
2 Oct 2017, 4:50 pm
The SEC and Outsider Trading: The New Paradigm. [read post]
3 Feb 2020, 4:58 pm
Its common shares trades on the Tokyo stock exchange. [read post]
26 Oct 2020, 2:13 pm
The complaint alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
14 Apr 2023, 5:01 am
At the state level, examples of regulatory oversight of cybersecurity include the “safety and soundness examinations” conducted by New York State Department of Financial Services. [read post]
14 Apr 2022, 4:36 am
Roger Cohen reports for the New York Times. [read post]
5 Jun 2023, 10:13 am
Park Avenue Securities LLC (CRD#: 46173/SEC#: 801-58108,8-51324), a dual registered independent broker-dealer and investment advisory firm, is headquartered in New York, NY. [read post]
21 Nov 2009, 8:52 am
Although Rule 10b-5 might not require dissemination of material information, the New York Stock Exchange (the “NYSEâ€) and the NASDAQ Stock Market (“Nasdaqâ€) require listed companies to disclose material information promptly to the public through any Regulation FD-compliant method of disclosure, except under certain limited circumstances. [read post]
9 Sep 2009, 8:22 am
Canellos, director of the commission's New York regional office. [read post]
15 Feb 2011, 4:11 am
As the Professor notes, many privately-owned Chinese companies have gone to US stock markets to raise capital over the past few years - companies that found it difficult to get regulatory approval to list on Chinese stock exchanges. [read post]
26 Nov 2013, 2:28 am
The IPO had been pegged to be offered on December 11, 2013, and would have been listed on the New York Stock Exchange with the proposed ticker symbol CGC. [read post]
27 May 2009, 8:07 pm
Securities and Exchange CommissionShares will continue to trade on the New York Stock Exchange.Subject to same SEC reporting requirements as NYSE companiesHow did investors react to this? [read post]
24 Mar 2012, 8:51 pm
District Court for the Southern District of New York tossed out the securities lawsuit related to an IPO offering of common stock in Chinese internet company Mecox Lane Ltd. [read post]
6 Aug 2011, 1:53 pm
Ironically perhaps, the floor of the New York Stock Exchange was the single largest dark pool for many years. [read post]
28 May 2021, 10:05 am
Two other men whose exploits we’ve documented before and were swept up in this week’s sting are Peter Khaim and Arkadiy Khaimov of New York. [read post]
26 Jun 2008, 8:35 am
Grasso's lucrative compensation package as the former chairman and CEO of the New York Stock Exchange. [read post]
25 Mar 2019, 3:00 am
Chamber of Commerce and the National Association of Manufacturers, and stock exchanges, such as the Nasdaq and the New York Stock Exchange, have mounted a well-funded offensive against the industry, which is dominated by two firms. [read post]
11 Apr 2024, 6:47 am
” “Litigation Funders Set to Prosper in Proposed NY Rule Change” — “A New York City bar committee is pushing to change state rules to allow law firms to assign or pledge fees in exchange for outside financing. [read post]
