Search for: "Securities Investor Protection Corporation"
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22 Jan 2015, 5:37 am
Bigger money investors will want a Delaware entity for the certainty under the Delaware corporate laws for protection of their shareholder rights. [read post]
19 Jan 2015, 9:45 am
The NY regulator is the Investor Protection Bureau (or Real Estate Finance Bureau) of the State of New York Office of the Attorney General. [read post]
15 Jan 2015, 7:29 am
The following cybersecurity concerns affect corporates, start-ups, investors and shareholders. and highlight some of the obstacles to addressing cyber-attacks: Businesses still continue to view cybersecurity as a purely technical matter. [read post]
13 Jan 2015, 8:25 am
Delaney, investor protection is at its highest during the IPO process. [read post]
As Part of White House Cyber Security Initiative, President Proposes Uniform Data Notification Rules
13 Jan 2015, 4:18 am
As I discussed in another post (here), these disclosure issues have proven to be an area of focus for the SEC’s Division of Corporate Finance. [read post]
7 Jan 2015, 8:00 am
We have decades of experience in securities litigation matters, including the defense of enforcement actions and representation of investors, financial professionals and investment firms, nationwide. [read post]
7 Jan 2015, 4:37 am
” The circumstances surrounding cyber security breaches may yet prove to be a source of significant corporate and securities litigation. [read post]
6 Jan 2015, 10:09 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
6 Jan 2015, 10:06 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
6 Jan 2015, 9:09 am
(BTC), the corporate parent of BFA, provided securities-lending services to the iShares investment companies and other funds. [read post]
6 Jan 2015, 4:14 am
The case raised the possibility that the Court might reconsider or even dump the “fraud on the market” theory, on which the ability of investors to pursue securities claims as a class action significantly depends. [read post]
5 Jan 2015, 3:31 pm
Section 16 filings are required for “corporate insiders” (including beneficial owners of 10% or more of a registered voting equity security). [read post]
30 Dec 2014, 4:49 am
As she puts it, the non-U.S. investors “who usually don’t enjoy the same antifraud protections overseas – due to the lack of appropriate law or enforcement mechanisms – are compelled to accept wealth transfers to U.S. investors. [read post]
24 Dec 2014, 10:54 pm
Shulga is the founder of Shulga Law Firm, P.C., a New York-based boutique law firm specializing in advising individual and corporate clients on aspects of business, corporate, securities, and intellectual property law. [read post]
19 Dec 2014, 7:30 am
A good corporate attorney can negotiate with investors and draw up corporate documents that give you the best possible terms for retaining some control over your company. [read post]
19 Dec 2014, 6:02 am
Securities and Exchange Commission. [read post]
17 Dec 2014, 6:36 pm
In that case the Appellate Division affirmed the trial court's dismissal of a complaint with leave to replead in an action against the defendants as alter-egos of a corporation where the corporate defendant was not made a party. [read post]
16 Dec 2014, 10:50 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
15 Dec 2014, 4:44 pm
The Advisers Act was amended as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act adopted in 2010. [read post]
13 Dec 2014, 11:16 am
The White Law Group, LLC is a national securities fraud, securities arbitration and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
