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18 Sep 2014, 3:14 am
First Internet said it used small type to fit figures for seven financial periods in the table. [read post]
15 Sep 2014, 6:05 pm
Reversing the decision below, the court granted the petitioners’ request for the purpose of investigating claims that Standard & Poor's Financial Services LLC (S&P), a McGraw-Hill subsidiary, issued inflated credit ratings on the securities in order to garner business from the issuers (Retirement Plan for Gen. [read post]
5 Sep 2014, 5:00 am
We first taught the basics of good information design. [read post]
5 Sep 2014, 5:00 am
We first taught the basics of good information design. [read post]
3 Sep 2014, 4:38 am
Activist fund manager Phil Goldstein of Bulldog Investors LLC, which has $570 million in assets, said he would prefer that the SEC required corporations to publicly disclose the record date and meeting date when they make their inquiry to identify their investors. [read post]
31 Aug 2014, 5:30 am
Browse wrap case http://t.co/1F89L73chB -> Dispelling the myths of digital piracy – copyright infringement http://t.co/gJZ45FvodD -> The trouble with electronic records http://t.co/KcyAg9X9ue -> Amazon buys Twitch for almost $1 billion http://t.co/0XFG86eihb -> Internet of Things and telecom law issues http://t.co/U80qQW9UU5 -> Piracy: How it affects you http://t.co/aSU2jtZKHf -> British man sentenced to nearly three years in prison for movie piracy http://t.co/o3PbMMyh0Z… [read post]
31 Aug 2014, 5:30 am
Browse wrap case http://t.co/1F89L73chB -> Dispelling the myths of digital piracy – copyright infringement http://t.co/gJZ45FvodD -> The trouble with electronic records http://t.co/KcyAg9X9ue -> Amazon buys Twitch for almost $1 billion http://t.co/0XFG86eihb -> Internet of Things and telecom law issues http://t.co/U80qQW9UU5 -> Piracy: How it affects you http://t.co/aSU2jtZKHf -> British man sentenced to nearly three years in prison for movie piracy http://t.co/o3PbMMyh0Z… [read post]
28 Aug 2014, 1:01 am
He has been asked to represent Ali Hussein, a suspected Al Qaeda money manager. [read post]
15 Aug 2014, 5:00 am
First, the Supreme Court has held that the anti-waiver provision of the Exchange Act does not apply to “procedural provisions,” including compulsory arbitration. [read post]
14 Aug 2014, 4:09 pm
First and foremost, U.S. securities broker-dealers cannot solicit investors directly in China, the largest market for EB-5 investments today. [read post]
11 Aug 2014, 2:11 pm
As founder and managing director of Columbia Capital, a venture capital firm, he helped found or was an early investor in a number of technology companies. [read post]
8 Aug 2014, 4:14 am
As the dissenting opinion later summarized with respect to the insurance coverage implications of this state court complaint, “(1) five of the plaintiffs here are directors of the insured (Tidyman’s LLC) and they have sued defendants Davis and Maxwell, who are also directors of the LLC; and (2) plaintiff TMSI, as a 60 percent security holder of the LCC, brought this lawsuit against two directors of the LLC (Davis and Maxwell) with the assistance of… [read post]
6 Aug 2014, 2:57 pm
This article is the first in a series of articles on how EB-5 regional centers and sponsors can evaluate broker-dealer, investment company and investment adviser registration requirements under U.S. securities laws. [read post]
5 Aug 2014, 6:17 am
FINRA alleged that Lodati learned that John Mattera (Mattera) had effected transactions on behalf of Wilshire as Wilshire’s CEO and Managing Director and that Mattera had been sanctioned and fined by the Securities and Exchange Commission (SEC) for securities fraud in 2010 and convicted of a felony by the state of Florida in 2003. [read post]
1 Aug 2014, 4:16 am
But security changed that day, and nothing is more important than security. [read post]
31 Jul 2014, 8:49 am
Thereafter, Applewhite became registered with BB&T Securities, L.L.C f/k/a Scott & Stringfellow, LLC. [read post]
30 Jul 2014, 9:01 pm
The husband is a Risk Manager at Credit Suisse Securities, LLC, residing in a condominium in White Plains, New York. [read post]
27 Jul 2014, 5:30 am
Segin Software, LLC (PTAB 2014) http://t.co/rVoZlj6vEA -> Bombay HC clarifies first of several gray areas in Copyright (Amendment) Act, 2012 http://t.co/80UNTFsHfh -> Data Structure Patent Ineligible in US http://t.co/ZvVfYbVZEl -> CRTC takes action against telemarketers selling home improvement services http://t.co/dO3BGsKxvQ -> When is news reporting fair use under copyright law? [read post]
23 Jul 2014, 5:30 pm
Stein and Anthony Narula of Bilzin Sumberg on the firm’s blog, Mortgage Crisis Watch Bathroom Breaks & Decreased Productivity #HoldItIn2WinAPrize – Miami lawyer Andrew Rodman of Stearns Weaver Miller Weissler Alhadeff & Sitterson on the firm’s blog, BeLabor the Point Courts Split in Round 2 of the Healthcare.gov Subsidy Smack-down – Birmingham attorney Pepper Crutcher Jr. of Balch & Bingham on the firm’s blog, the Affordable Care Act Review Cruise Ship… [read post]
22 Jul 2014, 10:14 am
More broadly, consumers increasingly rely on the Internet to obtain and manage information. [read post]
