Search for: "National Securities Clearing Corporation"
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15 Jun 2012, 2:00 am
1) California Corporate & Securities Law Blog: Will The Pilot Know When A Corporation Has “Crost the Bar”? [read post]
14 Jun 2012, 8:05 am
It is illegal to communicate or give a “tip” on inside information to others so that they may buy or sell stocks or securities. [read post]
13 Jun 2012, 8:26 am
A national minimum wage. [read post]
11 Jun 2012, 7:51 am
Such an approach hardly contributes to the “security of transactions with justice” sought in Van Breda (para. 74). [read post]
8 Jun 2012, 5:18 pm
What I would like to do is to clear away some of the thickets of misinformation and walk you through some of the material that was actually presented to the inquiry and show you how Mr Ray Finkelstein QC and I and those hired to assist us reached the conclusions we did and arrived at the recommendations we made. [read post]
7 Jun 2012, 7:26 am
Recent decisions of the National Labor Relations Board (the “Board”) make clear that employers must tread carefully when it comes to monitoring or intercepting employees’ communications via the Internet or social media. [read post]
4 Jun 2012, 4:58 am
The National Labor Relations Board has been ruling on social media policies and making a mess of the regulatory landscape. [read post]
4 Jun 2012, 4:58 am
The National Labor Relations Board has been ruling on social media policies and making a mess of the regulatory landscape. [read post]
1 Jun 2012, 1:32 pm
When you consider all that is at stake throughout the country, as conservatives continue their assault on worker's rights and economic security at both the state and national level, we literally cannot afford to lose on Tuesday. [read post]
1 Jun 2012, 9:00 am
By DLA Piper UK LLP and DLA Piper Scotland LLP In a victory for rights owners, the National Rugby League (NRL), the Australian Football League (AFL) and the Telstra Corporation (Telstra) have succeeded in their appeal to the Full Federal Court of Australia against Singtel Optus (Optus). [read post]
31 May 2012, 6:54 am
Employee Internet posts not only implicate the financial rules of the Securities and Exchange Commission, as was the case for Francesca's, but they can also create compliance issues under the regulations of other agencies, including: Financial Industry Regulatory Authority (FINRA), Federal Trade Commission (FTC), Food and Drug Administration (FDA) and National Labor Relations Board (NLRB), Office of the General Counsel. [read post]
30 May 2012, 1:37 pm
CLIENT LIST• SPEECHES (not complete list): National Venture Capital Association, U.S. [read post]
27 May 2012, 6:40 am
Mandelson said he declined a dinner invitation from Murdoch in 2010 but agreed to meet him to discuss claims the Labour government had “declared war” on News Corporation. [read post]
26 May 2012, 12:06 am
The SEC is directed to establish rules that exempt funding portals from broker-dealer registration as long as they are subject to the authority of the SEC, are a member of a national securities association and are subject to other requirements the SEC may establish. [read post]
26 May 2012, 12:06 am
The SEC is directed to establish rules that exempt funding portals from broker-dealer registration as long as they are subject to the authority of the SEC, are a member of a national securities association and are subject to other requirements the SEC may establish. [read post]
21 May 2012, 8:08 am
“Back in the ’80s, the stigma against corporate bankruptcy fell away, and it became viewed as a strategy a corporation might pursue for various reasons,” Ms. [read post]
21 May 2012, 3:53 am
Mike Eng chairs the Assembly Committee on Banking & Finance, which oversees California’s financial institutions, real property finance, and corporate securities law. [read post]
20 May 2012, 7:11 am
We have responsibility for reviewing the disclosures and financial statements of more than 9,100 reporting companies and also oversee approximately 450 transfer agents, 15 national securities exchanges, eight active clearing agencies, and nine nationally recognized statistical rating organizations (NRSROs), as well as the Public Company Accounting Oversight Board (PCAOB), Financial Industry Regulatory Authority (FINRA), Municipal Securities Rulemaking… [read post]
17 May 2012, 11:09 pm
(This often seems odd to contemporary law and economics scholarship, but that’s because the field has difficulty conceiving of any relationship as other than contractual, in substance if not law, from family law to national security; every institution is just a nexus of contracts. [read post]
17 May 2012, 6:00 am
-based employees of foreign corporations might be hauled into a foreign court for offenses committed within the territorial United States? [read post]
