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12 Nov 2017, 11:00 pm
Following news of the lawsuit, Barclays’ stock price fell 7.38 percent. [read post]
24 Mar 2020, 7:30 am
An article on a website marketed to African Americans asserted that 200 people were in “critical condition” in New York City—all from eating turkeys from Koch’s Family Farm. [read post]
14 Oct 2013, 5:38 pm
Social-media activation of the badge was optional; in exchange, an attendee received a bunch of free electronic comics and, in the words of NYCC, unlocked "a whole new level of awesomeness." [read post]
26 Apr 2019, 5:55 am
Sharfman, R Street Institute, on Wednesday, April 24, 2019 Tags: Council of Institutional Investors, Dual-class stock, Institutional Investors, IPOs, Listing standards, Market conditions, Private ordering, Shareholder rights, Shareholder value, Stock performance Five Ways to Enhance Board Oversight of Culture Posted by Steve W. [read post]
20 Nov 2013, 8:30 am
In addition, the Securities Exchange Act of 1943 gave the SEC authority over all aspects of the securities industry, including the regulation and oversight of self-regulatory organizations (SROs) such as the New York Stock Exchange and the Financial Industry Regulatory Authority. [read post]
29 Nov 2014, 5:25 am
According to his petition (read here), Marat Novikov paid $450,000 and gave loan guarantees in exchange for a 20% stock interest in Oceana. [read post]
21 Aug 2018, 9:17 am
We have represented clients in Federal and state courts and in arbitration through the Financial Industry Regulatory Authority (FINRA), the New York Stock Exchange Inc. [read post]
7 Feb 2008, 7:38 am
From the beginning, where the proxy talks about Oracle offering a way out of the oh-so-cumbersome SEC filing requirements that BEA was late on due to stock options issues to the secret meetings with Carl Icahn in New York, it’s a pretty interesting read. [read post]
11 Jul 2021, 8:41 am
In January 2021, the company published a Prospectus offering 116,500,000 ADSs approved for listing on the New York Stock Exchange at $12 per ADS. [read post]
27 Oct 2008, 2:50 am
In New York, a party’s “enhanced earning capacity” which includes the value of any degree, license or certification obtained during the marriage can be distributed as well. [read post]
6 Jun 2011, 4:58 pm
(which hereinafter is referred to by its former New York Stock Exchange ticker symbol, “EYE”). [read post]
15 Jul 2012, 8:14 am
LLC in New York and Yoann Lhonneur, international consultant and managing partner at VELHON Partners. [read post]
30 Jul 2018, 9:03 am
However, studies have found that in certain parts of California, New York or Florida, the rates of disclosure go up to as high as 18%. [read post]
6 Oct 2009, 4:00 am
In describing one of the specialty areas, Robert Khuzami, in his speech before the New York City Bar, called for the creation of The Market Abuse Unit. [read post]
12 Dec 2019, 7:51 pm
Among other individuals and entities, the FCPA covers companies whose stock trades or is listed on national securities exchange in the U.S. [read post]
11 Jul 2021, 8:41 am
In January 2021, the company published a Prospectus offering 116,500,000 ADSs approved for listing on the New York Stock Exchange at $12 per ADS. [read post]
18 May 2010, 3:20 pm
That amounts to 10.5 percent on an annualized basis, which is far higher than the commission charged on comparable investments, according to Seth Lipner of Deutsch & Lipner, a Garden City, New York-based law firm. [read post]
19 Nov 2010, 12:34 pm
District Court, Southern District of New York (Manhattan). [read post]
12 Aug 2010, 5:18 am
Thomas is an Attorney-at-Law of the New York Bar, a Fellow of the International State Crime Initiative and a doctoral candidate at the School of Law at King’s College London. [read post]
20 Jun 2018, 5:51 am
Maughan has also been subject to two regulatory actions in which New York Stock Exchange (NYSE) sanctioned Maughan for various violations of the securities laws, including unauthorized trading and unsuitable investments. [read post]
