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18 Mar 2011, 6:58 pm
More recently, Section 215 of the Dodd-Frank Act mandates a study to evaluate whether a potential haircut on secured creditors could improve market discipline and reduce cost to the taxpayers. [read post]
18 Mar 2011, 1:44 pm
C. [read post]
16 Mar 2011, 7:36 pm
Prior to Dodd-Frank, hedge fund managers could not register with the SEC unless they had $25MM of AUM. [read post]
16 Mar 2011, 2:25 pm
The advisers provide advisory services exclusively to "private funds," defined in Section 402(a) of the Dodd-Frank Act as "investment funds that would be required to register under the Investment Company Act of 1940 but for Section 3(c)(1) or 3(c)(7) of that Act. [read post]
16 Mar 2011, 8:52 am
The law firm is pushing the Securities and Exchange Commission to amend the reporting requirements for activist investors, an unintended consequence of the Dodd-Frank regulatory overhaul. [read post]
16 Mar 2011, 7:05 am
To avoid the "retailization" of private alternative investment funds, should the exemption apply exclusively to advisers to Section 3(c)(7) funds (i.e., not to Section 3(c)(1) funds)? [read post]
16 Mar 2011, 2:00 am
The Dodd-Frank Act eliminates the “private adviser” exemption effective July 21, 2010. [read post]
15 Mar 2011, 5:16 pm
Draine, Astrophysics, Princeton UniversityJay Driskell,History, Hood CollegeMichael C. [read post]
15 Mar 2011, 1:43 pm
Neither does Frank Easterbrook. [read post]
15 Mar 2011, 6:00 am
Section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act requires federal regulators to “prescribe regulations or guidelines to require each covered financial institution to disclose to the appropriate Federal regulator the structures of all incentive-based compensation arrangements offered by such covered financial institutions sufficient to determine whether the compensation structure: (A) provides an executive officer, employee, director, or principal… [read post]
15 Mar 2011, 6:00 am
Section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act requires federal regulators to “prescribe regulations or guidelines to require each covered financial institution to disclose to the appropriate Federal regulator the structures of all incentive-based compensation arrangements offered by such covered financial institutions sufficient to determine whether the compensation structure: (A) provides an executive officer, employee, director, or principal… [read post]
14 Mar 2011, 9:22 pm
The trial court found a Franks violation and purged the information from the affidavit. [read post]
14 Mar 2011, 8:48 am
The Investment Answer by Daniel C. [read post]
14 Mar 2011, 8:45 am
Dwight C. [read post]
14 Mar 2011, 4:30 am
")Frank Zappa - "Heavenly Bank Account" ("He says the grace while the lawyers chew. [read post]
13 Mar 2011, 9:05 pm
While it is “troubling” that this defendant was denied an opportunity to participate in the suppression hearing, there was no error in denying his motion to suppress on Franks grounds because there was an alternative ground to support the search. [read post]
11 Mar 2011, 6:18 am
The proposed rule stems from the Dodd-Frank Wall Street Reform and Consumer Protection Act, § 956. [read post]
10 Mar 2011, 9:34 pm
Franks, Associate Professor, School of... [read post]
10 Mar 2011, 7:53 pm
Regulation II implements the interchange fee provisions of the Dodd-Frank Act. [read post]
10 Mar 2011, 7:29 am
Schapiro tells lawmakers that putting the Dodd-Frank law into effect will cost the agency $123 million in 2012. [read post]
