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3 Jun 2023, 4:22 pm by Stoltmann Law
The proposed changes — if approved — will affect the arbitrator selection process under both the Code of Arbitration Procedure [...] [read post]
3 Jun 2023, 3:43 pm by Mavrick Law Firm
  The Mavrick Law Firm also represents businesses and their owners in breach of contract litigation and related claims of fraud, non-compete agreement litigation, trade secret litigation, trademark infringement litigation, and other legal disputes in federal and state courts and in arbitration. [read post]
3 Jun 2023, 11:12 am by Stoltmann Law
The post Ex-Cetera rep Betsy Jo Merritt wins FINRA arbitration award appeared first on Stoltmann Law. [read post]
3 Jun 2023, 8:09 am by Stoltmann Law
The post Florida Securities Fraud Arbitration Lawyer: FINRA Representation Expanded appeared first on Stoltmann Law. [read post]
3 Jun 2023, 7:08 am by Stoltmann Law
The post Finra arbitrators order Fidelity to pay options trader nearly $4 million appeared first on Stoltmann Law. [read post]
3 Jun 2023, 6:18 am by Stoltmann Law
JPMorgan has been awarded legal fees but nothing more in its dispute with an advisor who jumped to LPL Financial last year and who was alleged to be soliciting his former clients, in violation of an employment agreement.An arbitration panel this week ordered advisor Matthew Reynolds to pay JPMorgan $100,000 in legal fees [...] [read post]
2 Jun 2023, 9:11 am by Barry Barnett
  https://lnkd.in/gBczeMKJ Selling copies of furniture designs infringed designer’s trade dress. https://cdn.ca9.uscourts.gov/datastore/opinions/2023/05/30/21-16978.pdf Protective order barred experts from using “confidential” info that became public without their knowledge. http://media.ca1.uscourts.gov/pdf.opinions/22-1047P-01A.pdf EDWELL didn’t infringe EDWEL trademark. https://www.ca10.uscourts.gov/sites/ca10/files/opinions/010110866938.pdf Bankruptcy… [read post]
2 Jun 2023, 7:25 am by Unreported Opinions
Contracts — Arbitration — Dispositive In March 2021, Michael Pulliam and Mesi Walton (the “Homeowners”) obtained an arbitration award against Christopher Abangma and his company, A and N Architectural, LLC, for breach of a contract related to the construction and renovation of their home. [read post]
2 Jun 2023, 4:30 am by Eric B. Meyer
Courts recognize that arbitration is a matter of contract under the Federal Arbitration Act, and they must rigorously enforce arbitration agreements according to their terms. [read post]
When Retirees Are Targeted By Brokers in Ponzi Scams Oppenheimer Must Pay Almost $14M Related to A$110M Scheme Run By Former Financial Advisor John Woods A Financial Industry Regulatory Authority (FINRA) arbitration panel has ordered Oppenheimer & Co. to pay five Florida retirees and two trusts nearly $14M in losses they sustained in the $110M Horizon Private Equity III Ponzi scam run by its former Atlanta broker John J. [read post]
Continue Reading › The post Brokerage Firm Arbitration Lawyers appeared first on Investor Lawyers Blog. [read post]
1 Jun 2023, 9:30 pm by ernst
Texas (1954)Gabriel Valle"Hugo Will Pull My Hair Out":  Hugo Black and Mandatory Arbitration on the Warren CourtTheodore Salem-MackallThe Last Days of the Warren Court:  How Justice Brennan Orchestrated Shapiro v. [read post]
1 Jun 2023, 6:41 pm by Mavrick Law Firm
  The Mavrick Law Firm represents businesses and their owners in breach of contract litigation and related claims of fraud, non-compete agreement litigation, trade secret litigation, trademark infringement litigation, employment law, and other legal disputes in federal and state courts and in arbitration. [read post]
1 Jun 2023, 1:35 pm by Silver Law Group
The post Attention Investors In Alliance Bernstein LP Option Advantage Strategy appeared first on Securities Arbitration Lawyers Blog. [read post]
1 Jun 2023, 12:58 pm by Silver Law Group
Many investment firms and broker-dealers require their customers to agree to arbitration or mediation for disputes in their contracts. [read post]
1 Jun 2023, 8:17 am by Silver Law Group
The post Broker Cathie Joughin Barred After Refusing FINRA’s Info Request appeared first on Securities Arbitration Lawyers Blog. [read post]
31 May 2023, 1:03 pm by Zamansky LLC
Even in scenarios involving unsolicited trades, investors can still pursue FINRA arbitration claims in some cases. [read post]