Search for: "Security First Managers, LLC."
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27 Mar 2014, 12:14 pm
LPL Financial's AWC was not the first time it was fined for selling non-traded REITs. [read post]
25 Mar 2014, 10:17 am
CEC also entered into pledge agreements with these ECP Funds, giving CEC a first priority security interest in the respective ECP Funds’ assets. [read post]
25 Mar 2014, 5:40 am
Eagle Steward Wealth Management LLC, resulted in an award of $530,449 in damages to the claimant. [read post]
24 Mar 2014, 4:50 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
21 Mar 2014, 8:52 pm
Clio allows you to manage your matters, clients, time, bills, trust accounts and more all through a a secure, easy-to-use, web-based interface. [read post]
20 Mar 2014, 9:54 am
Hauser First Allied Securities, Inc.; Morris C. [read post]
19 Mar 2014, 1:45 pm
Those scandals cost investors billions of dollars when the share prices of affected companies collapsed and damaged public confidence in the U.S. securities markets. [read post]
19 Mar 2014, 7:21 am
The mutual fund is basically just a pile of securities and cash. [read post]
16 Mar 2014, 7:10 pm
University Behavioral LLC, 71 So.3d 913 (Fla. 5th DCA 2011)(Psychiatric facility failed to separate patients despite a request, resulting in a physical altercation); Acosta v. [read post]
16 Mar 2014, 4:41 am
With a good lawyer beside him, it can be managed. [read post]
13 Mar 2014, 11:06 am
FMR, LLC, No. 12-3, 2014 WL 813701 (U.S. [read post]
12 Mar 2014, 12:37 pm
FMR, LLC, No. 12-3, 2014 WL 813701 (U.S. [read post]
12 Mar 2014, 5:04 am
First, the death penalty did not “keep our communities safe. [read post]
11 Mar 2014, 9:31 am
Editor’s Note: This recent post from our sister blog – Federal Securities Law Blog – highlights one of the important employment law cases that the U.S. [read post]
10 Mar 2014, 8:13 am
The plaintiffs/petitioners in Lawson are former employees of private companies that advised or managed public mutual funds. [read post]
7 Mar 2014, 6:47 am
FMR LLC, resolving a dispute over the scope of the whistleblower provision of the Sarbanes-Oxley Act, 15 U.S.C. [read post]
SOX Whistleblower Protection Extends to Employees of Private Contractors, According to Supreme Court
6 Mar 2014, 2:26 pm
FMR LLC, 571 U.S. ___ (2014). [read post]
6 Mar 2014, 8:22 am
Further, the majority could not accept that it was Congress’ intent to leave professionals vulnerable to discharge in retaliatory action for complying with federal securities law. [read post]
5 Mar 2014, 8:12 am
Kamber, Managing Partner, KamberLaw LLC Ever since the DoubleClick case in 2002, plaintiffs have struggled to devise successful legal strategies for privacy class actions. [read post]
4 Mar 2014, 1:47 pm
First, the Court noted SLUSA’s basic focus is on transactions in covered securities, not uncovered securities. [read post]
