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17 Jul 2019, 7:33 am
At an event hosted yesterday by the Chamber of Commerce’s Center for Capital Markets Competitiveness, SEC Chairman Jay Clayton and CorpFin Director William Hinman talked about revising aspects of the shareholder proxy submission rules and revisiting the role of proxy advisors, particularly as it relates to asset managers’ fiduciary duties. [read post]
17 Jul 2019, 4:39 am
Campaign Finance National: “FEC Gets New Internal Watchdog Following Tumultuous Search” by Dave Levinthal for Center for Public Integrity Ohio: “City Elections Commission Offers Guidance on Campaign Finance Change” by Jay Hanselman for WVXU Ethics Arizona: “Former Arizona Senate Staffer Wins $1M in Discrimination Lawsuit Involving Democratic Leaders” by Maria Polletta for Arizona Republic Connecticut: “Connecticut Lottery Vice President Placed on… [read post]
16 Jul 2019, 3:06 pm
Jay Knight In the following guest post, Jay Knight, a member in the Bass, Berry & Sims law firm, provides some recommendations on what do to when responding to filing comments from the SEC. [read post]
16 Jul 2019, 2:10 pm
In the asylum ban lawsuit, Judge Jay Bybee of the U.S. [read post]
16 Jul 2019, 6:38 am
" Based on:It's a pretty small poll — only 390 respondents — but it's fascinating that Marianne Williamson got 1.5%, and "serious" candidates Cory Booker, Tulsi Gabbard, Kirsten Gillibrand, and Jay Inslee lagged behind (with 1.2, 1.0, 0.7, and 0.3, respectively).ADDED: If a pollster called you up, why wouldn't you say "Marianne"? [read post]
16 Jul 2019, 6:34 am
Posted by Jay Clayton, U.S. [read post]
15 Jul 2019, 1:03 pm
The staff statement released today will help market participants understand securities laws implications when seeking to raise capital for opportunity zones," said SEC Chairman Jay Clayton. [read post]
15 Jul 2019, 10:39 am
Substitute House Bill 1531, signed into law by Washington Governor Jay Inslee on April 30, amended the state’s debt collection law that requires debt collectors to be licensed by adding certain substantive requirements along with a definition of “medical debt. [read post]
14 Jul 2019, 9:01 pm
What a distinguished team he had against the state and federal charges in Florida: Kenneth Starr, Jay Lefkowitz, and Alan Dershowitz. [read post]
14 Jul 2019, 7:15 am
Judge Ikuta and Judge Jay Bybee, the two judges in the majority, are both conservative Republican appointees. [read post]
12 Jul 2019, 1:05 pm
"The transition away from LIBOR is gaining some much needed traction, but, as the staff's statement makes clear, significant work remains," said Chairman Jay Clayton. [read post]
12 Jul 2019, 12:50 pm
Your safety and that of your friends and family should be your top priority during this time,” said Chairman Jay Clayton. [read post]
12 Jul 2019, 8:07 am
Privat is a first-generation high school graduate in her family who attended John Jay College of Criminal Justice before coming to Washington University. [read post]
12 Jul 2019, 6:17 am
Securities and Exchange Commission, on Tuesday, July 9, 2019 Tags: Broker-dealers, Compliance & ethics, Conflicts of interest, Fiduciary duties, Investment advisers, Investor protection, Regulation Best Interest, Retail investors, SEC, Securities regulation, Transparency Statement on Retirement of Chief Justice Strine Posted by Jay Clayton, U.S. [read post]
12 Jul 2019, 3:51 am
” At Take Care, Emma Andersson and Jay Schweikert explain that “the Cato Institute and the ACLU are working together to urge the Court to abolish or narrow qualified immunity,” “a judicial doctrine that shields government officials from liability for their misconduct, even when they break the law,” and to “reopen the doors of federal courts to hearing cases about government officials’ abuses of power. [read post]
12 Jul 2019, 3:00 am
National/Federal 2020 Democrats Vow to Get Tough on Lobbyists The Hill – Alex Gangitano | Published: 7/7/2019 Democratic presidential hopefuls are taking aim at the lobbying world, vowing to enact sweeping reform proposals if they win election. [read post]
12 Jul 2019, 2:00 am
“Allison’s expertise in securities law, including from her prior tenure at the Commission, will be invaluable to our efforts to advance the interests of investors and our markets,” said Chairman Jay Clayton. [read post]
11 Jul 2019, 2:52 pm
SEC Chairman Jay Clayton recently announced, on behalf of the Commission, a significant change in policy as to how the SEC will consider requests for disqualification waivers made by respondents in SEC enforcement proceedings where a settlement offer is being negotiated. [read post]
10 Jul 2019, 2:17 pm
This guy can clearly put up with a lot, but... [read post]
10 Jul 2019, 7:51 am
A cause of action for forfeiture of legal fees based on an attorney’s discharge for cause due to ethical violations may be maintained independent of a cause of action alleging legal malpractice or breach of fiduciary duty, and does not require proof or allegations of damages (see Jay Dietz & Assoc. of Nassau County, Ltd. v Breslow & Walker, LLP, 153 AD3d at 506; Ulico Cas. [read post]
