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19 Apr 2015, 4:49 pm
After learning that the employee had reported the trades to the SEC, the employee, a former head trader, had been demoted to a compliance assistant. [read post]
19 Apr 2015, 4:00 am
De plus, selon la Cour d’appel dans General Traders Ltd. c. [read post]
17 Apr 2015, 3:25 pm
In its lead plaintiff briefing, the applicant argued that based on the Corrected Complaint, it was not an in-and-out trader and should be appointed. [read post]
16 Apr 2015, 3:18 pm
The trader's conduct must therefore be considered on the basis of a global assessment of all the relevant factors. [read post]
16 Apr 2015, 2:55 pm
A rogue trader’s activities in 2008 resulted in a $141 million loss along with fines for its failing to monitor. [read post]
14 Apr 2015, 9:16 am
Although the United States may be unable to make criminal charges stick against some alleged insider traders under a standard of “willfulness,” Judge Rakoff found that the SEC had sufficiently alleged that related conduct of the two brokers at the end of the tip line was “reckless,” satisfying the SEC’s lower civil standard. [read post]
13 Apr 2015, 3:47 am
A person or two in between could mean that the actual traders never know the personal benefit, if any, that accrues to the original tipper. [read post]
12 Apr 2015, 6:07 am
Trader Joe's sued Michael Hallatt. [read post]
11 Apr 2015, 1:58 pm
In February 1999, the Husband started working as a day trader for Main Street Co. [read post]
7 Apr 2015, 10:03 pm
At least 336 tons of horse meat was sold by the trader in 2011 and 2012. [read post]
4 Apr 2015, 6:44 am
Dinwoodie that first appeared in Traders Magazine. [read post]
4 Apr 2015, 6:00 am
Dinwoodie that first appeared in Traders Magazine. [read post]
3 Apr 2015, 11:24 am
Thus, informed traders who act early are in a unique position to benefit from these swings. [read post]
2 Apr 2015, 11:35 pm
Answer specific questions about separation and divorce in California Identify legal and procedural issues, hurdles and risks Explain California rules, laws and other related principles Describe legal arguments that might be made by either or both spouses Assess facts from the perspective of a divorce attorney, business owner, real estate investor, divorced person, resident of San Francisco and Marin Discuss available methods for resolving legal issues Explore legal and practical options –… [read post]
1 Apr 2015, 6:00 am
In a similar vein, the Securities and Exchange Commission (SEC) has stepped up efforts to chase down high profile insider traders, and has made it its key priority in pursuing errant behavior. [read post]
1 Apr 2015, 6:00 am
In a similar vein, the Securities and Exchange Commission (SEC) has stepped up efforts to chase down high profile insider traders, and has made it its key priority in pursuing errant behavior. [read post]
30 Mar 2015, 12:52 am
BVBA is a 25 March decision of the Fourth Chamber of the General Court of the European Union which should be carefully studied by businesses and traders who live in a real world in which brands are litigated in courts but administered by bureaucrats.In short, back in October 2009 Carolus applied to register as a Community trade mark (CTM) the word sign ‘English pink’ for ‘agricultural, horticultural and forestry products (neither prepared nor processed) and grains not… [read post]
29 Mar 2015, 9:28 am
Two varieties of prepackaged RTE salads produced by “Company A” (Atherstone Foods – Glass Onion Catering) and sold by “GCA” (Trader Joe’s) were implicated as the source of infection. [read post]
28 Mar 2015, 9:58 am
These criminals are mortgage schemers and inside traders, most likely armed with nothing more than an M.B.A. or a law degree. [read post]
27 Mar 2015, 10:16 am
“This will ensure that these [high frequency traders] can be held responsible for any potential misconduct,” he said. [read post]
