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21 Oct 2019, 8:43 am by John Jascob
In her presentation, CFTC Department of Enforcement Trial Attorney Allison Passman made it loud and clear that a cyberbreach by a CFTC registrant could clearly implicate CFTC supervisory obligations under Regulation 166.3 or Regulation 23.602, which relates swaps dealers and major swap participants. [read post]
27 Sep 2024, 9:30 pm by ernst
"The Historical Society of the New York Courts has named Allison M. [read post]
20 Jul 2021, 7:10 am by John Jascob
Better Markets has been active in voicing its desire for increased ESG regulation, including in a comment letter in response to then-Acting SEC Chair Allison Herren Lee’s call for input on the SEC’s approach to a new disclosure framework for climate-related disclosures.Why ESG matters. [read post]
27 Oct 2020, 4:49 am by John Jascob
By John Filar AtwoodIn an unusual move, Commissioners Allison Herren Lee and Caroline Crenshaw have issued a statement in opposition to a no-action position taken by the staff of the SEC’s Division of Trading and Markets. [read post]
25 Sep 2020, 7:19 am by John Jascob
By Anne Sherry, J.D.In remarks at a Council of Institutional Investors conference, SEC Commissioner Allison Herren Lee emphasized the need for greater diversity within companies and even the financial regulators. [read post]
5 Mar 2019, 6:55 am by David Markus
District Judge Allison Burrough instructed jurors that they were not to accept the claim about Lee’s escort service as true, only that the company investigated it.The information was presented “in as unprejudicial a way as possible,” the judge said. [read post]
6 Aug 2021, 7:16 am by John Jascob
At issue here are two particular amendments:Related actions: an amendment provided that a law enforcement or separate regulatory action does not qualify as a "related action" if the Commission determines that there is a separate award scheme that more appropriately applies to such law-enforcement or separate regulatory action.Award amounts: an amendment provided that award amounts are to be determined exclusively based on the application of the award factors set forth in the SEC’s… [read post]
17 Oct 2017, 5:00 am by Michael Risch
Operating companies have better win rates, which is consistent with other work in this area (including mine and Allison, Lemley & Schwartz). [read post]
17 Feb 2021, 7:40 am by Erica Aries
Allison Shelley When I moved to D.C. they made it a lot easier. [read post]
10 Sep 2015, 8:12 am by Michael Risch
For example, both my longitudinal study of highly litigious NPEs and random patent litigants and Allison, Lemley & Scwhartz's cross-sectional study of all patent cases filed in 2008-2009 found that forward citations had no statistically significant impact on patent validity determinations. [read post]
8 Jan 2025, 7:01 am by Reference Staff
Allison O’Connor contends that the “weakness of the board [was] perhaps a reflection of how seriously the Washington State government of the time took the issue of equal employment” and that during the post-war boom in Seattle, “African Americans made very little progress in gaining equal access to employment despite the existence of this state agency. [read post]
2 Jun 2020, 5:00 pm by John Jascob
In a recent fireside chat, Futures Industry Association (FIA) General Counsel Allison Lurton interviewed CFTC Division of Enforcement Director James McDonald. [read post]
2 May 2024, 9:08 am
Speaking of individuals, Drew is Drew: @alienreese Drew Barrymore interview VP Kamala Harris and gets a little close #impression #kamalaharris #veep #nkay #comedy #skit #comedyskit #funny #close #drewbarrymore #momola #mamala #saturdaynightlive #snl #keyandpeele #kamalaimpression #fyp #foryou #viral @Chrissy Bruzek ♬ original sound - Allison Reese [read post]
28 May 2021, 10:40 am by John Jascob
Brown was the most recent to departure shortly before his wife, SEC Commissioner Allison Herren Lee, became Acting SEC Chair. [read post]
25 May 2021, 7:35 am by John Jascob
The task force, which was announced by then-Acting Chair Allison Herren Lee, has 22 members drawn from the SEC’s headquarters, regional offices, and Enforcement specialized units and will focus on two areas—public company disclosures and investment adviser strategies. [read post]
9 Jul 2014, 6:47 am by Legal Beagle
Those appointed in the latest round of additions to the judiciary are Mrs Aisha Yaqoob Anwar, Solicitor as a sheriff of Glasgow and Strathkelvin; Ms Lorna Allison Drummond, QC, as a sheriff of Tayside, Central and Fife; Ms Alison Nancy Stirling, Advocate and Mr Gordon Fleetwood, Solicitor as sheriffs of Grampian, Highland and Islands; Ian Macdonald Fleming, Solicitor Advocate as a sheriff of North Strathclyde; and Mr Brian Anthony Mohan, Solicitor as sheriff of South Strathclyde, Dumfries… [read post]