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21 Jul 2017, 6:05 am
Supreme Court recently granted certiorari in a significant securities law case, Leidos, Inc. v. [read post]
1 Jun 2017, 11:49 am by Jack Sharman
We are heading into what appears to be a summer of investigations along the Potomac, some of them in the House and Senate. [read post]
19 May 2017, 6:08 am
Securities and Exchange Commission, on Tuesday, May 16, 2017 Tags: Capital formation, Capital markets, Crowdfunding, IPOs, JOBS Act, Private equity, Regulation A, SEC, Securities regulation, Small firms, Tech companies, Underwriting, Venture capital firms Stuck with Steckman: Why Item 303 Cannot be a Surrogate for Section 11 Posted by Aaron J. [read post]