Search for: "BUSINESS FUNDING ASSOCIATES, LLC"
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7 Jan 2020, 9:33 am
James Booth (CRD# 1906145), the founder of Booth Financial Associates and a registered representative with LPL Financial LLC in Norwalk, Connecticut has been permanently barred by the both the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC) from acting as a broker or investment adviser or otherwise associating with a broker-dealer or provider of securities and/or investment advice. [read post]
12 Jul 2021, 2:43 pm
If you are not itemizing deductions, but still want to give charitably and receive a tax break, there are ways to get around the law, including the use of a donor-advised fund, giving larger amounts every other year, and donating appreciated assets (like stock). [read post]
2 Apr 2018, 7:12 am
ASSOULINE & BERLOWE, the BUSINESS LAW firm was very pleased to receive the following news: Congratulations! [read post]
31 Jan 2018, 4:10 am
The premise behind these crowdfunding sites is that, by raising small monetary contributions from a large number of people interested in supporting the business idea via the Internet, companies and entrepreneurs can amass enough capital to fund a fledgling project or venture. [read post]
3 Jan 2012, 6:37 pm
The Direct Marketing Association offers a “privacy policy generator. [read post]
18 Apr 2016, 9:15 am
., who managed and jointly owned Paul-Ellis Investment Associates, LLC (PEIA), created materially false and fraudulent marketing material in order to induce Florida residents to attend the “Free Dinner” seminar. [read post]
21 Oct 2021, 9:16 am
The charges allege the four executives plotted to conceal the true performance of the fund’s business and its financial condition to encourage investment and enrich themselves. [read post]
11 Nov 2013, 3:39 am
In a unanimous, signed opinion by Associate Justice David Friedman in Central Laborers’ Pension Fund v. [read post]
8 Apr 2016, 3:12 pm
According to a recent 10-K, risk factors associated with Uniprop Manufactured Housing Communities Income Fund II include: The Partnership’s investments are subject to the same risks generally incident to the ownership of real estate… Limited Liquidity of the Units. [read post]
18 Nov 2018, 6:22 am
When advisors convert or misappropriate funds they often created businesses or other vehicles to serve as a cover for the theft of funds. [read post]
26 Apr 2010, 10:27 am
Small businesses are often incorporated or conducted by an LLC. [read post]
18 Jun 2014, 11:57 am
Ownership is verified by demonstrating a connection to the address or the account associated with the funds. [read post]
13 Dec 2020, 3:25 am
Legal Support (eDiscovery and Computer Forensics Division)Business Intelligence Associates (BIA) 5-Dec-17HAYSTACK ID LLC (Investee)TCF Capital Funding (Support Of Knox Capital Holdings and Maranon Capital) in Recapitalization (Investor)$17.800,000 30-Nov-17E-STETEY 28-Nov-17AllegoryIntegreon 31-Oct-17Avalon Document Services (Merger)C:Dox (Merger) 23-Oct-17NexLP (Investment)Method Capital and Dundee Venture Capital (Investors)$3,000,000 23-Oct-17HAYSTACKID… [read post]
13 May 2011, 4:03 pm
to help present “Funding Green Cities. [read post]
4 Nov 2013, 7:41 am
This rule also applies to one person LLC. [read post]
26 Mar 2014, 6:13 am
The law offices of Gana LLP recently filed a complaint with the Financial Industry Regulatory Authority (FINRA) on behalf of a former NFL athlete alleging that the brokerage firm Resource Horizons Group LLC (Resource Horizons) failed to supervise Robert Gist (Gist), one of the firm’s associated persons. [read post]
23 May 2024, 1:59 pm
The post Broker Gary Kieper Allegedly Embezzled Town’s Funds appeared first on The White Law Group. [read post]
4 Mar 2023, 1:18 pm
A DBE does not serve a commercially useful function, however, if it acts as a mere pass-through, or extra participant, through which funds are passed to create the appearance that historically disadvantaged businesses did the work. [read post]
21 Jun 2020, 9:03 am
Kennedy’s disclosed outside business disclosures include being an insurance agent, Kennedy Investment Consultants LLC, and Hoy Road Properties. [read post]
27 Jan 2010, 3:52 am
Mark Mitchell has described Byrne as a "business associate. [read post]
