Search for: "Capital Management Inc."
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24 Mar 2023, 4:00 am
Prosecutors are hopeful many will be incentivized to plead to help manage the crush of cases, which already have strained the court in the nation’s capital. [read post]
21 Mar 2023, 9:01 pm
A recent decision of the Delaware Court of Chancery (In Re Mindbody, Inc., S’Holder Litig., C.A. [read post]
13 Mar 2023, 4:17 am
FINRA's Travesty of a Transamerica Settlement (BrokeAndBroker.com Blog) Joint Statement by Department of the Treasury, Board of Governors of the Federal Reserve System, and Federal Deposit Insurance Corporation (March 12, 2023) JOIN the Financial Professionals Coalition, Ltd 4Cir Affirms Denial of Motion to Vacate FINRA Arbitration AwardKayvan Karoon; KS Capital Management, Inc., Appellants, v. [read post]
13 Mar 2023, 4:17 am
(Financial Advisor IQ by Glenn Koch) Joint Statement by Department of the Treasury, Board of Governors of the Federal Reserve System, and Federal Deposit Insurance Corporation (March 12, 2023) JOIN the Financial Professionals Coalition, Ltd 4Cir Affirms Denial of Motion to Vacate FINRA Arbitration AwardKayvan Karoon; KS Capital Management, Inc., Appellants, v. [read post]
13 Mar 2023, 4:17 am
FINRA's Travesty of a Transamerica Settlement (BrokeAndBroker.com Blog) Joint Statement by Department of the Treasury, Board of Governors of the Federal Reserve System, and Federal Deposit Insurance Corporation (March 12, 2023) JOIN the Financial Professionals Coalition, Ltd 4Cir Affirms Denial of Motion to Vacate FINRA Arbitration AwardKayvan Karoon; KS Capital Management, Inc., Appellants, v. [read post]
7 Mar 2023, 4:46 am
Cpunto Inc and Electronic Network Inc, two electronics distribution companies, have been made subject to U.S. export restrictions for “acting contrary to the national security or foreign policy interests of the United States,” according to the Department of Commerce. [read post]
6 Mar 2023, 9:01 pm
The participation of retail investors in collective investment vehicles managed by financial professionals was significantly smaller. [read post]
6 Mar 2023, 4:07 am
In the one New York case I’ve blogged about in the last 15 years in which allegations of de facto dividends were prominent — Feldmeier v Feldmeier Equipment, Inc. [read post]
1 Mar 2023, 11:22 am
Management is now cracking down. [read post]
28 Feb 2023, 12:22 pm
The February 28, 2023, report, which is entitled “The Top 50 of 2022” and was written by Jeff Lubitz, Managing Director, ISS Securities Class Action Services, can be found here. [read post]
28 Feb 2023, 7:41 am
Raymond James Financial Services David Weigel PBC Capital Markets, LLC Morgan Stanley Jamie Worden Worden Capital Management LLC Salomon Whitney LLC Brokers and brokerage firms are obligated to satisfy all FINRA arbitration judgements, without any unreasonable or unwarranted delay. [read post]
28 Feb 2023, 7:11 am
Mutual Trusdt Co. of America Securities Seymour Cohen Wilmington Capital Securities, LLC Clark Dodge & Co., Inc. [read post]
28 Feb 2023, 6:46 am
Morgan Securities LLC Albert Foronda Spartan Capital Securities, LLC Worden Capital Management LLC Edward McMahon Alexander Capital, L.P. [read post]
27 Feb 2023, 4:40 am
” Cash Position and Capital Allocation Net cash provided by operating activities of $188.8 million for the year ended December 31, 2022 compared to $355.5 million for the year ended December 31, 2021. [read post]
27 Feb 2023, 2:05 am
Her company has been recognized in the Inc. 5000. [read post]
22 Feb 2023, 3:23 pm
”[13] The National Environmental Protection Act (NEPA) and the Coastal Zone Management Act (CZMA) also provide a framework for review of federal actions which may impact the environment. [read post]
22 Feb 2023, 1:07 pm
Disclosure is limited even for the two well-known, publicly traded litigation fund managers, Burford Capital and Omni Bridgeway; it is sparser still—and highly self-selective—for all the private funds involved. [read post]
21 Feb 2023, 6:11 am
Shearman worked for a large group of lenders including Arcmont Asset Management, Intermediate Capital Group and HPS Investment Partners, as designated counsel on the Access Group deal. [read post]
14 Feb 2023, 9:52 am
After a three-week trial, a 9-member federal jury in the Northern District of California reached a unanimous decision that Elon Musk and Tesla, Inc. were not liable for tweets Musk made in 2018 about a Tesla buyout. [read post]
13 Feb 2023, 9:01 pm
One answer might be that “pure” capitalism has lost some of its aura over the years and that this has resulted in a shift to stakeholder capitalism, where employees and communities share in management decisions. [read post]
