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27 Jul 2018, 6:00 am
Sama and Veronica E. [read post]
15 May 2022, 9:05 pm
This post comes to us from Professor Jill E. [read post]
19 Apr 2018, 12:00 am
According to the complaint, on August 7, 2012, Higher One agreed to a consent order (“2012 Order”) issued by the Federal Deposit Insurance Corporation (“FDIC”) alleging violations of the Federal Trade Commission Act (“FTC Act”). [read post]
9 Mar 2015, 2:38 pm
Prior, she worked in the private sector in the areas of E-Discovery and Litigation Management representing fortune 500 companies in the financial sector, and was an attorney for Womble Carlyle Sandridge & Rice in Durham, NC engaged in pharmaceutical litigation. [read post]
28 Sep 2017, 6:26 pm
While many investment firms and financial managers claim there is no need for a trade-off, they are generally focusing on a specific area of impact investments, which may soon be dominated by big investment banks and investment management companies. [read post]
6 Apr 2011, 12:49 pm
If you want to read more about the comply or explain approach to corporate governance, go to these older posts: the EU's Corporate Governance Forum or the UK's Financial Reporting Council. [read post]
15 May 2024, 9:05 pm
Federal law requires that exchange-traded derivatives generally have to be cleared. [read post]
31 Mar 2012, 6:16 pm
So, you think that a corporate cyberattack has nothing to do with you? [read post]
1 Mar 2016, 3:14 am
March 15, 2016 - 11 AM : In re Modern Woodmen of America, Serial No. 86125313 [Section 2(e)(1) mere descriptiveness refusal of FRATERNAL FINANCIAL for "Annuity underwriting; Banking; Financial administration of retirement plans; Financial advice; Financial analysis and consultation; Financial forecasting; Insurance agencies in the field of life insurance; Insurance agency and brokerage; Investment advisory services; Issuance and… [read post]
Merrill Lynch to Pay $415 Million for Misusing Customer Cash and Putting Customer Securities at Risk
23 Jun 2016, 7:15 am
Its subsidiary Merrill Lynch Professional Clearing Corporation is charged with violating Sections 15(c)(3) and 17(a)(1) and Rules 15c3-3, 17a-3(a)(10) and 17a-5(a). [read post]
14 Dec 2010, 3:42 pm
Bennett on behalf of InSight Health Services Holdings Corp.North General HospitalFirst Amended Plan of Reorganization (Liquidation)OTC Holdings Corporation (Oriental Trading Company, Inc.) [read post]
14 Dec 2010, 3:42 pm
North General Hospital First Amended Plan of Reorganization (Liquidation) OTC Holdings Corporation (Oriental Trading Company, Inc.) [read post]
17 Aug 2009, 8:50 am
To establish corporate headquarter in Chengdu, company could be granted highest government reward of 20 million yuan To establish corporate headquarters in Chengdu, companies could be granted the highest government reward of 20 million yuan. [read post]
20 Jan 2020, 5:19 am
National Planning, a past affiliate of Jackson National Life Insurance Company, was traded in 2017 to LPL Financial. [read post]
11 Dec 2015, 10:18 am
This week (December 9, 2015), the Pension Benefit Guarantee Corporation (PBGC) upgraded its e-4010 application and re-named it the PBGC e-filing portal. [read post]
11 Jan 2022, 7:00 am
If a company almost of any size has a need around their matters, whether that’s matter management, spend management, enterprise legal management or their documents, whether that is CLM or doc gen or e-sign or virtual data rooms, Onit is targeting those types of needs for our corporate customers. [read post]
11 Jan 2022, 7:00 am
If a company almost of any size has a need around their matters, whether that’s matter management, spend management, enterprise legal management or their documents, whether that is CLM or doc gen or e-sign or virtual data rooms, Onit is targeting those types of needs for our corporate customers. [read post]
27 Sep 2019, 6:00 am
Posted by by the Harvard Law School Forum on Corporate Governance & Financial Regulation, on Friday, September 27, 2019 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of September 20-26, 2019. [read post]
24 Nov 2017, 6:01 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, November 24, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of November 17-22, 2017. [read post]
5 Feb 2010, 7:00 am
Lastly, Flanagan received a 1,400% return by improperly trading in options of Motorola Corporation, another of Deloitte’s clients with whom he had worked, not long after receiving an e-mail that included a statement from the company's CEO about the Corporation’s recent performance. [read post]
