Search for: "First Priority Financial Inc"
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20 Aug 2018, 3:47 pm
Up to 60 brokerage firms have sold the GPB funds, including Advisor Group broker-dealers Sagepoint Financial Inc., FSC Securities Corp., Royal Alliance Associates, Inc., and Woodbury Financial Services Inc. [read post]
18 Jun 2018, 7:51 am
," and while that's in the First Amendment, the other amendments were also generally seen as limited to the federal government; indeed, the First Congress rejected Madison's proposal to include some limited restrictions on states.) [read post]
11 May 2018, 3:06 am
A variety of experience also was a priority, Slager says. [read post]
10 May 2018, 4:00 am
In the first days of April, the Canadian Patent Office announced that it had allocated patent application number three million. [read post]
6 May 2018, 8:35 pm
Twenty-First Century Fox, Inc., January 4, 2018, Pauley, W.). [read post]
2 May 2018, 10:26 am
He previously served as assistant director of the Consumer Financial Protection Bureau shortly after its founding in 2010, and was named as the agency’s first student loan ombudsman in 2011. [read post]
26 Apr 2018, 7:39 am
FINRA proposes new rule for Churning Fraud – Excessive trades The Financial Industry Regulatory Authority Inc. is proposing a new rule to catch more brokers who are churning customer accounts, according to an article in Investment News on Monday. [read post]
16 Apr 2018, 4:48 pm
Securities and Exchange Commission (SEC) charged two co-founders of Centra Tech, Inc., (Centra) a purported financial services start-up, with orchestrating a fraudulent initial coin offering (ICO), a term that is meant to describe the offer and sale of digital assets issued and distributed on a blockchain, that raised more than $32 million from thousands of investors. [read post]
9 Apr 2018, 10:47 am
The SEC Cracks Down on Mutual Fund Overcharges The SEC explained in February in its 2018 National Exam Program examination priorities letter, that they would be scrutinizing financial advisers in 2018 to make sure they were not overcharging investors, when less expensive options are available. [read post]
6 Apr 2018, 10:37 am
Harris Funeral Homes, Inc.). [read post]
5 Apr 2018, 8:24 am
Similar to the SEC, the Financial Industry Regulatory Authority, Inc. [read post]
2 Apr 2018, 4:03 pm
Accordingly, boards must take proactive steps to ensure the CEO, as the linchpin of management, is doing more than just paying “lip service” to the importance of cybersecurity and is truly making cybersecurity readiness an organizational priority. [read post]
23 Mar 2018, 6:06 am
The Financial Industry Regulatory Authority appeared first on White Securities Law. [read post]
19 Mar 2018, 9:07 am
It first looks to see if there has been any long-term decline in corporate tax revenues resulting from any sort of base-erosion, and then uses company financial data to compare the profit margins and effective tax rates of digital companies to non-digital companies. [read post]
14 Mar 2018, 12:46 am
On February 21, 2018, the Supreme Court issued an opinion in Digital Realty Trust, Inc. v. [read post]
9 Mar 2018, 12:48 pm
Their priorities are first and foremost helping you succeed at your case. [read post]
5 Mar 2018, 9:32 am
," and while that's in the First Amendment, the other amendments were also generally seen as limited to the federal government; indeed, the First Congress rejected Madison's proposal to include some limited restrictions on states.) [read post]
28 Feb 2018, 10:00 am
If the token at issue includes a financial interest in a company, the SEC will consider it a security. [read post]
27 Feb 2018, 10:44 am
UGI Utilities, Inc., 423 F.3d 90 (2d Cir. 2005)). [read post]
27 Feb 2018, 10:44 am
UGI Utilities, Inc., 423 F.3d 90 (2d Cir. 2005)). [read post]
