Search for: "Frank Chang"
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4 Nov 2010, 6:20 am
Recall that the Dodd-Frank Act changed the accredited investor standard. [read post]
18 Jan 2012, 10:00 am
The change was small and mandated by the Dodd-Frank regulatory overhaul law. [read post]
25 Apr 2012, 10:13 am
And when one definition does double and triple duty in the regulatory framework, it becomes harder to predict the rippling consequences of changing that definition. [read post]
15 Jul 2010, 2:11 pm
Senate passed the Dodd-Frank financial industry reform bill today, a sweeping piece of legislation that will bring about the biggest changes to the financial industry since the 1930s. [read post]
10 Oct 2012, 7:23 am
Dodd-Frank? [read post]
29 Aug 2012, 8:13 am
They had plenty of time to change their practices, but they didn’t want to. [read post]
5 Aug 2011, 6:25 am
Private suits remain subject to Morrison, although Congress ordered an SEC study of whether changes should be made there as well. [read post]
17 Nov 2015, 7:27 am
I’m attending a conference sponsored by IA Watch: Coping with Regulatory Change. [read post]
13 Apr 2011, 1:27 pm
Despite reform efforts mandated by the Dodd-Frank Act, a former analyst at the credit ratings agency said bankers remained aggressive advocates for their deals. [read post]
7 Jul 2010, 6:15 am
Additional posts relating to the Dodd-Frank Act are available here. [read post]
28 Jul 2011, 6:14 am
This post is part of a series following the first anniversary of the Dodd-Frank Act which was July 21, 2011, other Dodd-Frank posts are available here. [read post]
5 Mar 2018, 2:03 pm
Under the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act“), the Board of Governors of the Federal Reserve System (the “Board“) is required to conduct annual stress tests of holding companies with $50 billion or more in assets. [read post]
15 Aug 2012, 2:00 am
Sullivan & Cromwell Partner and Practice Center Contributor Frank Aquila sent in this recent article he wrote for Boardmember.com. [read post]
15 Aug 2012, 2:00 am
Sullivan & Cromwell Partner and Practice Center Contributor Frank Aquila sent in this recent article he wrote for Boardmember.com. [read post]
1 Apr 2019, 4:22 am
The Centre for International Law, Conflict and Crisis at the University of Copenhagen Faculty of Law, the Centre for International Governance Innovation, and the Frank Guarini Center at New York University School of Law have issued a call for papers the III TRAMEREN conference on "Arctic Environmental and Climate Change Governance," which will take place June 11-12, 2019, in Copenhagen. [read post]
2 Jan 2018, 12:04 pm
Major changes to NJ Estate Tax & changes to taxes on pensions effective Jan 1, 20174. [read post]
5 Feb 2011, 7:14 pm
In remarks at the PLI SEC Speaks seminar, she said that the legislation ushers in a breathtaking amount of changes that will result in a tectonic shift in the legal, regulatory and policy landscape affecting markets and the economy in a relatively short period of time. [read post]
20 Jul 2015, 6:08 am
Wilson [1] On April 29, the Securities and Exchange Commission announced its proposal to add a new Item 402(v), captioned “Pay versus Performance,” to Regulation S-K. [2] The SEC announced the proposed rule pursuant to Dodd-Frank Section 953(a). [3] Section 953(a) directs the SEC to adopt rules requiring that proxy statements and certain “consent solicitation material” [4] provide “information that shows the relationship between executive compensation… [read post]
2 May 2011, 5:00 am
Just to keep you on your toes if you have less than $150 million under management, states are now filling in the gaps left by Dodd-Frank. [read post]
15 Feb 2012, 6:47 am
Read more about the CFTC’s possible organizational changes. [read post]
