Search for: "Frank See"
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28 Aug 2012, 2:00 am
Since the Dodd-Frank Act of 2010 has further incentivized whistleblowers to report FCPA violations, we are likely to see a further increase in FCPA enforcement activity. [read post]
14 Mar 2011, 6:30 pm
They do not see private equity firms as a source of systemic risk. [read post]
18 Jun 2017, 3:23 am
Here's the first paragraph of Frank Bruni's new column (NYT):In denouncing the hatred that brought bloodshed to a baseball diamond in Alexandria, Va., some people went ahead and spread more of it. [read post]
31 Jan 2011, 6:54 am
Will be see more of this with Dodd-Frank? [read post]
6 Jul 2008, 5:42 pm
Frank James of The Swamp has posted the transcript. [read post]
8 Dec 2008, 7:45 am
Please stop by to see it this week! [read post]
17 Aug 2010, 10:51 am
Please see... [read post]
27 May 2011, 10:29 am
As traditional lenders face new rules stemming from the Dodd-Frank Act, their unregulated brethren see an opportunity to profit, putting the economy at risk, according to a report by Standard & Poor's. [read post]
22 Aug 2006, 11:45 am
The Frank Quattrone case is essentially resolved. [read post]
7 Oct 2010, 9:41 am
See my article Dodd-Frank: Quack Federal Corporate Governance Round II or my post Dodd Frank, Bubble Laws, and Quack Corporate Governance. [read post]
14 Oct 2011, 4:56 pm
ISDA found it difficult to see how Section 716 reduces syste [read post]
2 Dec 2022, 9:43 am
Merrill is critical of what he sees as the Court’s turn away from “the world of conventional statutory interpretation. [read post]
17 Jun 2011, 10:27 am
For more information, see Allen B. [read post]
11 Jun 2009, 6:00 am
Congressman Frank LoBiondo (R-2), is a member of the Congressional Brain Injury Task Force and has been a long-time supporter of brain injjury awareness and education and recognizes the value of rehabilitation. [read post]
1 Aug 2010, 2:07 pm
The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Act”) has changed a number of laws in all of the securities acts including the Commodity Exchange Act. [read post]
7 Feb 2011, 10:59 am
Background As we previously commented (see our blogs “Legal Update: Dodd-Frank Redefines “Accredited Investor”“ from July 23, 2010 and “Legal Update: Dodd-Frank Redefines “Accredited Investor” and the SEC Provides New Guidance” from September 3, 2010), prior to the enactment of Dodd-Frank, the definition of an “accredited investor” under Rule 215 of the Securities Act of 1933 and Rule 501 of… [read post]
10 Dec 2010, 7:13 am
“A frank and candid exchange, yes. [read post]
6 Jan 2011, 6:54 am
Washington State's accredited investor definition is amended, effective January 21, 2011, to exclude the value of an investor's primary residence from the $1 million net worth calculation to reflect the modification of the federal "accredited investor" definition under the Dodd-Frank Wall Street Reform and Consumer Protection Act.For more information please see http://www.dfi.wa.gov/sd [read post]
Supreme Court holds individuals must report to the SEC to qualify as whistleblowers under Dodd-Frank
24 Feb 2018, 1:17 pm
Please see here for a legal update on this important case by Mark Thomas Oakes, Carlos R. [read post]
11 Jul 2012, 2:59 pm
See you again soon! [read post]