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27 Mar 2023, 4:05 am
UBS In a FINRA Arbitration Statement of Claim filed in October 2017, associated person Claimant Motherway asserted violation of the Fair Credit Reporting Act; violation of the Gramm-Leach-Bliley Act; prima facie tort; intentional infliction of... [read post]
22 Feb 2014, 7:28 am
The exhibit showcases nine historic examples of public interest lawyering, ranging in time from William Leach's The Bribe-Takers of Jury-Men Partiall, Dishonest, and Ignorant Discovered and Abolished (London, 1652) to Mr. [read post]
2 Dec 2013, 10:43 am
It examines “two significant financial laws enacted in the last half-century - the Insider Trading and Securities Fraud Enforcement Act of 1988 (ITSFEA) and the Gramm-Leach-Bliley Act of 1999 - to provide insight into the process of legislating on financial affairs. [read post]
2 Apr 2013, 11:08 am
Here's the one at Grand and Hawthorne: Can you imagine if the City of Portland caught a private property owner allowing rust to leach out from a structure onto the sidewalks and be washed down the precious sewers into the Willamette River? [read post]
22 Mar 2019, 6:09 am
In a recent FINRA public customer arbitration, the Panel split 2:1 in favor of the customer and against FINRA member firm Sterne, Agee & Leach, Inc. [read post]
28 May 2015, 3:24 am
A recent FINRA regulatory settlement involving a trip to the bathroom and a forgotten laptop perfectly illustrates this challenge.Case In PointFor the purpose of proposing a settlement of rule violations alleged by the Financial Industry Regulatory Authority (“FINRA”), without admitting or denying the findings, prior to a regulatory hearing, and without an adjudication of any issue, Sterne, Agee & Leach, Inc., submitted a Letter ... [read post]
17 Sep 2023, 7:25 pm
Since then, these compounds have leached from industrial facilities and trash systems into our waterways, making our drinking supply one of the main ways forever chemicals are getting into our bodies. [read post]
8 Mar 2019, 9:59 am
The FTC has proposed amendments to its 2003 Safeguards Rule and 2000 Privacy Rule, applicable to financial institutions under the Gramm Leach Bliley Act (GLBA). [read post]
13 Jul 2016, 10:40 am
Earlier this month, the Consumer Financial Protection Bureau (CFPB) issued its proposed rule amending the Gramm-Leach-Bliley Act’s annual privacy notice requirement set forth in Regulation P. [read post]
5 Mar 2009, 3:12 am
Although the defendant initially appeared pro se, she is now represented by counsel, veteran IP litigator Sid Leach of the well known, 425-lawyer, Phoenix, Arizona, based firm, Snell & Wilmer.Interestingly, the RIAA complaint mentions MediaSentry but refers to it now as a "third party" rather than as an "investigator". [read post]
15 Aug 2010, 4:28 pm
Also, dangers of coal ash leaching into the water supply. [read post]
18 Jun 2021, 8:37 am
On June 10, the Federal Trade Commission (FTC) filed an amended complaint for civil money penalties and other relief under Section 5 of the FTC Act prohibiting “unfair or deceptive acts or practices” and Section 521 of the Gramm-Leach-Bliley Act (GLBA) prohibiting the use of fraudulent statements to obtain consumer information. [read post]
23 May 2015, 6:33 pm
Due to appear in Buckley, Donald and Leach (eds), Harmonisation of International Human Rights Law (Brill/Martinus Nijhoff, Forthcoming). [read post]
8 Mar 2019, 7:45 am
Some argue that the Gramm-Leach-Bliley Act (“GLBA”) and the Commodity Futures Modernization Act of 2000 (“CFMA”) removed barriers to risk-taking by commercial and investment banks, while others contend that these statutes limited regulators’ ability to respond to changing market conditions. [read post]
26 Jan 2009, 2:22 pm
In some neighborhoods, the number of toddlers and infants with blood-lead concentrations that can cause irreversible IQ loss and developmental delays more than doubled after lead began leaching into the city's drinking water in 2001, according to the findings to be published in Environmental Science and Technology journal. [read post]
9 Jan 2010, 8:17 am
Diomedes Junior Lugo and his mother's boyfriend were fighting at their Leach Street home in Salem, Massachusetts on Wednesday. [read post]
16 Nov 2010, 1:59 am
Previous reports that reusable shopping bags can collect bacteria did little to dissuade some people from using them.Now, however, in further proof that there's likely something environmentally wrong with most everything, the Tampa Tribune reports that reusable bags sold by two grocery store chains, Winn-Dixie and Publix, contain lead that could, after disposal, leach into groundwater. [read post]
21 Jul 2012, 8:27 pm
The defendants in the case are Leach C. [read post]
25 Aug 2017, 2:30 pm
Co-authors: Jeff Leach, Tim Fandrey As a result of newly enacted Texas Senate Bill 1289, buying American iron and steel is now a requirement on certain public infrastructure projects in Texas. [read post]
25 Aug 2017, 2:30 pm
Co-authors: Jeff Leach, Tim Fandrey As a result of newly enacted Texas Senate Bill 1289, buying American iron and steel is now a requirement on certain public infrastructure projects in Texas. [read post]
