Search for: "Lynch Co., Inc., The" Results 261 - 280 of 603
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11 Jul 2013, 7:25 am by D. Daxton White
The targeted firms are reportedly: Morgan Stanley, Merrill Lynch, UBS Securities LLC, Fidelity Brokerage Services LLC, Charles Schwab & Co. [read post]
5 Jun 2013, 5:29 am by Schachtman
G.D.Searle & Co., 814 F.2d 655 (4th Cir. 1987)(per curiam) Bendectin cases Lynch v. [read post]
3 Apr 2013, 12:47 pm by D. Daxton White
Hutton & Co., 899 F.2d 485, 489 (6th Cir. 1990). (1)        Control In a FINRA arbitration case, if a financial advisor is to be found liable for churning or excessively trading an account, the arbitration panel must first find that the broker had either express or implied control over the account (i.e. the excessive trading was at the direction of the advisor and not the client – a financial advisor is obviously not responsible if the client… [read post]
19 Oct 2012, 3:16 pm by Cicely Wilson
Read More Court Upholds Recording of Co-Worker’s Rant Dex Media West, Inc., et al v. [read post]
10 Oct 2012, 8:44 pm by Paul Karlsgodt
Merrill Lynch, Pierce, Fenner & Smith, Inc., 672 F.3d 482 (7th Cir. 2012). [read post]